secwatch.observer — SEC 8-K summary ====================================== Issuer: CERO THERAPEUTICS HOLDINGS, INC. (CERO) CIK: 0001870404 Form: 8-K Filed at: 2024-11-01T23:59:59+00:00 Accession: 0001213900-24-093570 Event type: regulatory Sentiment: negative Materiality: 0.90 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 CERo Therapeutics receives Nasdaq delisting notice for MVLS non-compliance; appeals hearing requested -------------------------------------------------------------------------------- - Nasdaq notified CERo on Oct 30, 2024 that it failed to regain compliance with $50M MVLS requirement by Oct 29 cure period. - Delisting scheduled for Nov 8, 2024 unless stayed by appeal; CERo requested hearing on Oct 31, 2024. - Hearing request automatically stays suspension of common stock trading pending panel decision. - Company intends to present a compliance plan covering both MVLS and prior bid-price deficiency disclosed Oct 25, 2024. - No assurance of favorable panel decision or ability to regain/maintain Nasdaq compliance. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1870404/000121390024093570/0001213900-24-093570-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1870404/000121390024093570/ea0219564-8k_cerothera.htm HTML page: https://secwatch.observer/filing/0001213900-24-093570 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer