secwatch.observer — SEC 8-K summary ====================================== Issuer: CERO THERAPEUTICS HOLDINGS, INC. (CERO) CIK: 0001870404 Form: 8-K Filed at: 2024-11-12T23:59:59+00:00 Accession: 0001213900-24-096245 Event type: other_material Sentiment: neutral Materiality: 0.85 Item codes: 1.01, 5.07, 9.01 LLM model: deepseek-v4-flash:cloud@v2 CERo Therapeutics enters $20.6M stock purchase agreement and shareholders approve reverse split and equity plan -------------------------------------------------------------------------------- - Entered into a purchase agreement with Keystone Capital Partners, LLC to sell up to $20,589,384.23 of common stock. - Shareholders approved a reverse stock split at a ratio between 1:25 and 1:150, set by the board. - Shareholders approved issuance of shares upon conversion of Series C Preferred and exercise of warrants from September 2024. - Shareholders approved an increase of 20,845,391 shares under the 2024 Equity Incentive Plan. - Company had previously sold 23,377,921 shares for $4.41 million under the prior purchase agreement. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1870404/000121390024096245/0001213900-24-096245-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1870404/000121390024096245/ea0220614-8k_cerothera.htm HTML page: https://secwatch.observer/filing/0001213900-24-096245 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer