---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-102939"
form_type: "8-K"
ticker: "RILY"
cik: "0001464790"
company_name: "BRC Group Holdings, Inc."
filed_at: "2024-11-26T23:59:59+00:00"
generated_at: "2026-05-29T17:46:30.515608+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# B. Riley receives Nasdaq notice for late Q2 and Q3 2024 filings; must submit compliance update by Dec 5, 2024

## Summary
- Nasdaq notified B. Riley on Nov 20, 2024 of non-compliance with Listing Rule 5250(c)(1) due to late quarterly reports.
- Company must submit an update to its compliance plan by December 5, 2024; Nasdaq can grant exception until Feb 17, 2025.
- Delays attributed to significant events and transactions in 2024; company expects to return to normal filing cadence in 2025.
- The notice has no immediate effect on listing of securities on Nasdaq.

## SEC filing metadata
- accession: 0001213900-24-102939
- form_type: 8-K
- ticker: RILY
- cik: 0001464790
- company_name: BRC Group Holdings, Inc.
- filed_at: 2024-11-26T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1464790/000121390024102939/0001213900-24-102939-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1464790/000121390024102939/ea0222623-8k_briley.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-102939
- JSON: https://secwatch.observer/filing/0001213900-24-102939.json
- Plain text: https://secwatch.observer/filing/0001213900-24-102939.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.