---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-24-110582"
form_type: "8-K"
ticker: "ALBT"
cik: "0001630212"
company_name: "Avalon GloboCare Corp."
filed_at: "2024-12-19T23:59:59+00:00"
generated_at: "2026-05-29T01:40:50.963186+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Avalon GloboCare waives amortization on $2.845M note, pays $150k fee, issues warrant for 150k shares at $0.01

## Summary
- Waived all amortization payments under the $2.845M senior secured note with Mast Hill Fund; paid $150k waiver fee.
- Issued to Mast Hill Fund a warrant to purchase 150,000 common shares at $0.01 per share.
- Filed Series C Convertible Preferred Stock certificate: 10,000 shares, $1,000 stated value, conversion at $2.41.
- Series C Preferred conversion subject to shareholder approval and one-year anniversary; beneficial ownership cap 19.99%.
- Warrant issuance is an unregistered sale of equity securities exempt under Section 4(a)(2).

## SEC filing metadata
- accession: 0001213900-24-110582
- form_type: 8-K
- ticker: ALBT
- cik: 0001630212
- company_name: Avalon GloboCare Corp.
- filed_at: 2024-12-19T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 1.01, 3.02, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1630212/000121390024110582/0001213900-24-110582-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1630212/000121390024110582/ea0225230-8k_avalon.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-24-110582
- JSON: https://secwatch.observer/filing/0001213900-24-110582.json
- Plain text: https://secwatch.observer/filing/0001213900-24-110582.txt

## Key facts
- Governance Changes
  Avalon GloboCare Corp.: Filed Series C Certificate of Designations to designate 10,000 shares of Series C Convertible Preferred Stock with stated value, dividend, liquidation preference, and conversion terms (effective 2024-12-13).
  - Change: charter amendment
  - Effective: 2024-12-13
  source text: On December 13, 2024, the Company filed a certificate of designations of preferences, rights, and limitations of Series C Convertible Preferred Stock (the "Series C Certificate of Designations") with the Department of State, Division of Corporations, of the State of Delaware, which provides for the designation of 10,000 shares of Series C Preferred Stock of the Company, par value $0.0001 per share, upon the terms and conditions as set forth in the Series C Certificate of Designations.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1630212/000121390024110582/0001213900-24-110582-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.