secwatch.observer — SEC 8-K summary ====================================== Issuer: CERO THERAPEUTICS HOLDINGS, INC. (CERO) CIK: 0001870404 Form: 8-K Filed at: 2024-12-31T23:59:59+00:00 Accession: 0001213900-24-114021 Event type: other_material Sentiment: negative Materiality: 0.80 Item codes: 3.02, 8.01 LLM model: deepseek-v4-flash:cloud@v2 CERO Therapeutics issues ~84M new common shares and 8.4M warrants in December capital actions -------------------------------------------------------------------------------- - From Dec 6-26, ~2,600 Series A and 213 Series B preferred shares converted into ~68M common shares. - Issued 8.4M warrants at $0.0561/share to institutional investors on Dec 23 as condition to warrant exercises. - Equity line issued ~16M common shares for ~$700k cash proceeds Dec 6-30. - Preferred warrants exercised: 962 warrants for $962k stated value, netting $769.6k cash. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1870404/000121390024114021/0001213900-24-114021-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1870404/000121390024114021/ea0226496-8k_cerotherap.htm HTML page: https://secwatch.observer/filing/0001213900-24-114021 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer