secwatch.observer — SEC 8-K summary ====================================== Issuer: CERO THERAPEUTICS HOLDINGS, INC. (CERO) CIK: 0001870404 Form: 8-K Filed at: 2025-01-10T23:59:59+00:00 Accession: 0001213900-25-002339 Event type: other Sentiment: neutral Materiality: 0.50 Item codes: 3.02 LLM model: deepseek-v4-flash:cloud@v2 CERO Therapeutics issues 16.4M shares and warrants upon warrant exercise for $500K -------------------------------------------------------------------------------- - Holder exercised 625 Preferred Warrants at $800/sh, paying $500K (20% OID on $625K stated value). - Series A Preferred shares converted into 16,385,275 common shares of CERO. - Company issued new warrants to purchase 16,385,275 common shares at $0.0582/sh (Jan 3 closing price). - Proceeds included in previously reported cash balance as of Jan 7, 2025; exemption under Section 4(a)(2). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1870404/000121390025002339/0001213900-25-002339-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1870404/000121390025002339/ea0227335-8k_cerotherap.htm HTML page: https://secwatch.observer/filing/0001213900-25-002339 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer