---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-25-002723"
form_type: "8-K"
ticker: "ALBT"
cik: "0001630212"
company_name: "Avalon GloboCare Corp."
filed_at: "2025-01-10T23:59:59+00:00"
generated_at: "2026-05-28T05:06:12.755033+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Avalon GloboCare exchanges Series A preferred for new Series D; eliminates Series A

## Summary
- Chairman Wenzhao Lu exchanged 9,000 Series A shares for 5,000 Series D shares; no Series A outstanding after Jan 9, 2025.
- Series D Preferred Stock designated on Jan 6, 2025; 5,000 shares authorized, $1,000 stated value per share.
- Series D convertible into common at $2.41/share, subject to shareholder approval and 4.99% beneficial ownership cap.
- Series D ranks senior to common, pari passu with Series B and C preferred; no dividends; no voting except as required by law.
- Transaction exempt from registration under Section 3(a)(9) of Securities Act; no other Series A shares remain.

## SEC filing metadata
- accession: 0001213900-25-002723
- form_type: 8-K
- ticker: ALBT
- cik: 0001630212
- company_name: Avalon GloboCare Corp.
- filed_at: 2025-01-10T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 3.02, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1630212/000121390025002723/0001213900-25-002723-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1630212/000121390025002723/ea0227364-8k_avalon.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-25-002723
- JSON: https://secwatch.observer/filing/0001213900-25-002723.json
- Plain text: https://secwatch.observer/filing/0001213900-25-002723.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.