secwatch.observer — SEC 8-K summary ====================================== Issuer: Capstone Holding Corp. (CAPS) CIK: 0000887151 Form: 8-K Filed at: 2025-03-11T23:59:59+00:00 Accession: 0001213900-25-022822 Event type: other_material Sentiment: neutral Materiality: 0.65 Item codes: 1.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Capstone Holding prices $5M follow-on offering at $4.00/sh, uplists to Nasdaq Capital Market -------------------------------------------------------------------------------- - Priced follow-on public offering of 1,250,000 shares at $4.00 each for gross proceeds of $5,000,000. - Shares begin trading on Nasdaq Capital Market on March 6, 2025 under ticker 'CAPS'. - Underwriters granted 45-day option to purchase up to 187,500 additional shares at same price. - Representative's Warrant issued for 62,500 shares at $4.00, exercisable from Sept 5, 2025 to Sept 7, 2026. - Offering closed on March 7, 2025. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/887151/000121390025022822/0001213900-25-022822-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/887151/000121390025022822/ea0233925-8k_capstone.htm HTML page: https://secwatch.observer/filing/0001213900-25-022822 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer