---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-25-051193"
form_type: "8-K"
ticker: "ALBT"
cik: "0001630212"
company_name: "Avalon GloboCare Corp."
filed_at: "2025-06-04T23:59:59+00:00"
generated_at: "2026-05-19T23:57:34.947283+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.45
calibrated_materiality_score: 0.45
confidence: "high"
source: SEC EDGAR
---

# Avalon GloboCare issues 141,643 shares for $500K; amends Series C preferred beneficial ownership limit to 4.99%

## Summary
- Issued 141,643 common shares to York Sun Investment Holding Limited at $3.53/share for $500,000; closing expected by June 6, 2025.
- Waived cash penalties under $2.845M Mast Hill Fund note; retained dilutive issuance rights with $1.00 floor price.
- Filed certificate of amendment to Series C Preferred Stock reducing beneficial ownership limitation from 19.99% to 4.99% on May 29, 2025.
- As of June 4, 2025, Company had ~2,043,971 common shares outstanding; 3,500 Series C and 5,000 Series D preferred shares.

## SEC filing metadata
- accession: 0001213900-25-051193
- form_type: 8-K
- ticker: ALBT
- cik: 0001630212
- company_name: Avalon GloboCare Corp.
- filed_at: 2025-06-04T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.45
- calibrated_materiality_score: 0.45
- confidence: high
- sec_items: 1.01, 3.02, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1630212/000121390025051193/0001213900-25-051193-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1630212/000121390025051193/ea0244664-8k_avalon.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-25-051193
- JSON: https://secwatch.observer/filing/0001213900-25-051193.json
- Plain text: https://secwatch.observer/filing/0001213900-25-051193.txt

## Key facts
- Governance Changes
  Avalon GloboCare Corp.: Amended beneficial ownership limitation in Series C Certificate of Designations from 19.99% to 4.99% (effective 2025-05-29).
  - Change: charter amendment
  - Effective: 2025-05-29
  source text: On May 29, 2025, the Company filed a certificate of amendment to the Series C Certificate of Designations (the “Certificate of Amendment”), pursuant to which the beneficial ownership limitation of 19.99% was amended to 4.99%.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1630212/000121390025051193/0001213900-25-051193-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.