secwatch.observer — SEC 8-K summary
======================================

Issuer:     Avalon GloboCare Corp. (ALBT)
CIK:        0001630212
Form:       8-K
Filed at:   2025-06-04T23:59:59+00:00
Accession:  0001213900-25-051193
Event type: other_material
Sentiment:  neutral
Materiality: 0.45
Item codes: 1.01, 3.02, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Avalon GloboCare issues 141,643 shares for $500K; amends Series C preferred beneficial ownership limit to 4.99%
--------------------------------------------------------------------------------

- Issued 141,643 common shares to York Sun Investment Holding Limited at $3.53/share for $500,000; closing expected by June 6, 2025.
- Waived cash penalties under $2.845M Mast Hill Fund note; retained dilutive issuance rights with $1.00 floor price.
- Filed certificate of amendment to Series C Preferred Stock reducing beneficial ownership limitation from 19.99% to 4.99% on May 29, 2025.
- As of June 4, 2025, Company had ~2,043,971 common shares outstanding; 3,500 Series C and 5,000 Series D preferred shares.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1630212/000121390025051193/0001213900-25-051193-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1630212/000121390025051193/ea0244664-8k_avalon.htm
  HTML page:      https://secwatch.observer/filing/0001213900-25-051193

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer