---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-25-064338"
form_type: "8-K"
ticker: "LVO"
cik: "0001491419"
company_name: "LiveOne, Inc."
filed_at: "2025-07-15T23:59:59+00:00"
generated_at: "2026-05-18T06:29:11.747276+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# LiveOne exchanges $6.75M Series A Preferred for 4.5M common shares and 4.5M $0.01 warrants

## Summary
- Harvest Funds exchanged $4.5M Series A Preferred for 3M common shares at $1.50/share and 3M warrants at $0.01 exercise.
- Trinad Capital (CEO-controlled) exchanged $2.25M Series A Preferred for 1.5M common shares and 1.5M warrants on same terms.
- Company also consented to an underwritten public offering with Lucid Capital Markets expected to price week of July 14, 2025.
- If FY2025 10-K is filed after grace period, Company pays Harvest $11,000 per trading day in cash.
- Company to file resale registration statement for warrants within 45 days after July 15, 2025.

## SEC filing metadata
- accession: 0001213900-25-064338
- form_type: 8-K
- ticker: LVO
- cik: 0001491419
- company_name: LiveOne, Inc.
- filed_at: 2025-07-15T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1491419/000121390025064338/0001213900-25-064338-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1491419/000121390025064338/ea0249091-8k_liveone.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-25-064338
- JSON: https://secwatch.observer/filing/0001213900-25-064338.json
- Plain text: https://secwatch.observer/filing/0001213900-25-064338.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.