secwatch.observer — SEC 8-K summary ====================================== Issuer: Avalon GloboCare Corp. (ALBT) CIK: 0001630212 Form: 8-K Filed at: 2025-07-18T23:59:59+00:00 Accession: 0001213900-25-065724 Event type: other Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Avalon GloboCare raises $475,500 through sale of 121,200 shares and pre-funded warrants to Brown Stone Capital -------------------------------------------------------------------------------- - Sold 121,200 shares and pre-funded warrants for 354,300 shares at $475,500; net proceeds $450,500. - Closing occurred July 17, 2025; proceeds after deducting offering expenses. - Registration rights granted; company must file S-1 by earlier of S-4 effectiveness or Sept 26, 2025. - Also issued 515,109 conversion shares on July 15, 2025, bringing total outstanding to 2,954,193 shares (excluding this deal). - Transaction exempt from registration under Section 4(a)(2) as sale to accredited investor. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1630212/000121390025065724/0001213900-25-065724-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1630212/000121390025065724/ea0249328-8k_avalon.htm HTML page: https://secwatch.observer/filing/0001213900-25-065724 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer