---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-25-082662"
form_type: "8-K/A"
ticker: "ALBT"
cik: "0001630212"
company_name: "Avalon GloboCare Corp."
filed_at: "2025-08-29T23:59:59+00:00"
generated_at: "2026-05-17T09:13:41.581600+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Avalon GloboCare raises $500K via stock sale, amends Series C preferred, and updates note balance

## Summary
- Issued 141,643 shares at $3.53/share to York Sun Investment for $500,000.
- Waiver with Mast Hill Fund waives cash penalties on $2.845M note; floor price of $1.00 for conversion adjustments.
- As of Aug 29, 2025, note principal balance is $1,421,323.
- Potential conversion of note at floor price could yield up to ~2.94M shares (subject to 4.99% beneficial ownership cap).
- Amended Series C Convertible Preferred beneficial ownership limitation from 19.99% to 4.99%.

## SEC filing metadata
- accession: 0001213900-25-082662
- form_type: 8-K/A
- ticker: ALBT
- cik: 0001630212
- company_name: Avalon GloboCare Corp.
- filed_at: 2025-08-29T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.02, 1.01, 8.01, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1630212/000121390025082662/0001213900-25-082662-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1630212/000121390025082662/ea0253667-8ka1_avalon.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-25-082662
- JSON: https://secwatch.observer/filing/0001213900-25-082662.json
- Plain text: https://secwatch.observer/filing/0001213900-25-082662.txt

## Key facts
- Governance Changes
  Avalon GloboCare Corp.: Amended beneficial ownership limitation in Series C Preferred Stock certificate of designations from 19.99% to 4.99% (effective 2025-05-29).
  - Change: charter amendment
  - Effective: 2025-05-29
  source text: On May 29, 2025, the Company filed a certificate of amendment to the Series C Certificate of Designations (the "Certificate of Amendment"), pursuant to which the beneficial ownership limitation of 19.99% was amended to 4.99%.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1630212/000121390025082662/0001213900-25-082662-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.