secwatch.observer — SEC 8-K summary
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Issuer:     Avalon GloboCare Corp. (ALBT)
CIK:        0001630212
Form:       8-K/A
Filed at:   2025-08-29T23:59:59+00:00
Accession:  0001213900-25-082662
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 3.02, 1.01, 8.01, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Avalon GloboCare raises $500K via stock sale, amends Series C preferred, and updates note balance
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- Issued 141,643 shares at $3.53/share to York Sun Investment for $500,000.
- Waiver with Mast Hill Fund waives cash penalties on $2.845M note; floor price of $1.00 for conversion adjustments.
- As of Aug 29, 2025, note principal balance is $1,421,323.
- Potential conversion of note at floor price could yield up to ~2.94M shares (subject to 4.99% beneficial ownership cap).
- Amended Series C Convertible Preferred beneficial ownership limitation from 19.99% to 4.99%.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1630212/000121390025082662/0001213900-25-082662-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1630212/000121390025082662/ea0253667-8ka1_avalon.htm
  HTML page:      https://secwatch.observer/filing/0001213900-25-082662

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer