{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-25-087950","form_type":"8-K","ticker":"NEUP","cik":"0001191070","company_name":"Neuphoria Therapeutics Inc.","filed_at":"2025-09-16T23:59:59+00:00","discovered_at":"2026-05-14T18:02:43.505228+00:00","generated_at":"2026-05-17T06:27:32.596221+00:00","sec_items":["3.01","9.01"],"event_type":"regulatory","sentiment":"neutral","materiality_score":0.5,"calibrated_materiality_score":0.5,"confidence":"high","headline":"Nasdaq grants Neuphoria 180-day extension to hold annual meeting, cure listing deficiency","bullets":["Nasdaq accepted compliance plan on Sept 10, 2025; new deadline Dec 29, 2025.","Deficiency for failure to hold annual meeting within 12 months of fiscal year end June 30, 2024.","Company plans to file 10-K by Sept 29, 2025, then proxy and hold meeting within extension.","No financial impact disclosed; listing remains under monitoring."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-25-087950","json":"https://secwatch.observer/filing/0001213900-25-087950.json","markdown":"https://secwatch.observer/filing/0001213900-25-087950.md","text":"https://secwatch.observer/filing/0001213900-25-087950.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1191070/000121390025087950/0001213900-25-087950-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1191070/000121390025087950/ea0257502-8k_neuphoria.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-17T06:27:32.596221+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"82826ecdc82d41142ae2ca9bd097b4e009e601d5","claim":"Neuphoria Therapeutics Inc. received a nasdaq extension granted notice regarding shareholders (rules 5620(a)).","evidence_excerpt":"September 10, 2025, Nasdaq provided the Company further notice that is has accepted our Plan and granted the Company an extension of 180 calendar days (the “ Compliance Period ”) from the end of the Company’s fiscal year, or until December 29, 2025, to regain compliance with the Listing Rule. To this end, the Company intends to file its annual report on Form 10-K on or before September 29, 2025, and thereafter, the Company intends to timely file a proxy statement and notice of shareholder meeting related to the Company’s 2025 annual general shareholder meeting, and further intends to hold such","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1191070/000121390025087950/0001213900-25-087950-index.htm","confidence":0.9}],"comparable_filings":[{"accession":"0001628280-26-039190","ticker":"FTHM","company_name":"Fathom Holdings Inc.","filed_at":"2026-05-29T20:15:13+00:00","headline":"Fathom Holdings receives Nasdaq notice for late Q1 2026 10-Q filing; 60 days to submit plan","event_type":"regulatory","sec_items":["3.01","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-26-039190","json":"https://secwatch.observer/filing/0001628280-26-039190.json","markdown":"https://secwatch.observer/filing/0001628280-26-039190.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1753162/000162828026039190/0001628280-26-039190-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1753162/000162828026039190/fthm-20260522.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"September 10, 2025, Nasdaq provided the Company further notice that is has accepted our Plan and granted the Company an extension\nof 180 calendar days (the “ Compliance Period ”) from the end of the Company’s fiscal year, or until December\n29, 2025, to regain compliance with the Listing Rule. To this end, the Company\nintends to file its annual report on Form 10-K on or before September 29, 2025, and thereafter, the Company intends to timely file a proxy\nstatement and notice of shareholder meeting related to the Company’s 2025 annual general shareholder meeting, and further intends\nto hold such","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1191070/000121390025087950/0001213900-25-087950-index.htm","comparable_excerpt":"May 22, 2026, Fathom Holdings Inc. (the “Company”) received a notification letter from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because the Company has not yet filed its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”), the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of all required periodic financial reports with the Securities and Exchange Commission (the “Filing Requirement”). In accordance with Nasdaq’s listing rules, the Company has 60 calendar days from the date of the notification letter","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1753162/000162828026039190/0001628280-26-039190-index.htm"}},{"accession":"0001493152-26-025087","ticker":"LASE","company_name":"Laser Photonics Corp","filed_at":"2026-05-22T21:27:31+00:00","headline":"Laser Photonics receives Nasdaq delisting notice for late Q1 2026 10-Q","event_type":"regulatory","sec_items":["3.01","9.01"],"materiality_score":0.4,"calibrated_materiality_score":0.4,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-26-025087","json":"https://secwatch.observer/filing/0001493152-26-025087.json","markdown":"https://secwatch.observer/filing/0001493152-26-025087.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1807887/000149315226025087/0001493152-26-025087-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1807887/000149315226025087/form8-k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"September 10, 2025, Nasdaq provided the Company further notice that is has accepted our Plan and granted the Company an extension\nof 180 calendar days (the “ Compliance Period ”) from the end of the Company’s fiscal year, or until December\n29, 2025, to regain compliance with the Listing Rule. To this end, the Company\nintends to file its annual report on Form 10-K on or before September 29, 2025, and thereafter, the Company intends to timely file a proxy\nstatement and notice of shareholder meeting related to the Company’s 2025 annual general shareholder meeting, and further intends\nto hold such","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1191070/000121390025087950/0001213900-25-087950-index.htm","comparable_excerpt":"received a notice from Nasdaq Listing Qualifications\ndepartment of the Nasdaq Stock Market LLC (“Nasdaq”) stating that since it had not received the Company’s Form 10-Q\nfor the period ended March 31, 2026, the Company does not comply with Nasdaq’s Listing Rules for continued listing. Nasdaq stated\nthat the Company has 60 days to submit a plan to regain compliance with respect to this delinquent report. Nasdaq can grant an exception\nto allow the Company to regain compliance up to a maximum of 180 calendar days from the due date of the Initial Delinquent Filing, or\nNovember 16, 2026. A\ncopy of t","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1807887/000149315226025087/0001493152-26-025087-index.htm"}},{"accession":"0001628280-26-037742","ticker":"RICK","company_name":"RCI HOSPITALITY HOLDINGS, INC.","filed_at":"2026-05-22T20:23:08+00:00","headline":"RCI receives Nasdaq noncompliance notice for late Q2 10-Q; deadline July 20","event_type":"regulatory","sec_items":["3.01","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-26-037742","json":"https://secwatch.observer/filing/0001628280-26-037742.json","markdown":"https://secwatch.observer/filing/0001628280-26-037742.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/935419/000162828026037742/0001628280-26-037742-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/935419/000162828026037742/rick-20260520.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"September 10, 2025, Nasdaq provided the Company further notice that is has accepted our Plan and granted the Company an extension\nof 180 calendar days (the “ Compliance Period ”) from the end of the Company’s fiscal year, or until December\n29, 2025, to regain compliance with the Listing Rule. To this end, the Company\nintends to file its annual report on Form 10-K on or before September 29, 2025, and thereafter, the Company intends to timely file a proxy\nstatement and notice of shareholder meeting related to the Company’s 2025 annual general shareholder meeting, and further intends\nto hold such","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1191070/000121390025087950/0001213900-25-087950-index.htm","comparable_excerpt":"May 20, 2026, RCI Hospitality Holdings, Inc. (“we,” “us” and the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that we are","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/935419/000162828026037742/0001628280-26-037742-index.htm"}},{"accession":"0001731122-26-000781","ticker":"AVXL","company_name":"ANAVEX LIFE SCIENCES CORP.","filed_at":"2026-05-22T12:15:26+00:00","headline":"Anavex receives Nasdaq delinquency notice for late 10-Q filing; deadline July 20, 2026","event_type":"regulatory","sec_items":["3.01","8.01","9.01"],"materiality_score":0.55,"calibrated_materiality_score":0.55,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001731122-26-000781","json":"https://secwatch.observer/filing/0001731122-26-000781.json","markdown":"https://secwatch.observer/filing/0001731122-26-000781.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1314052/000173112226000781/0001731122-26-000781-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1314052/000173112226000781/e7667_8-k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"September 10, 2025, Nasdaq provided the Company further notice that is has accepted our Plan and granted the Company an extension\nof 180 calendar days (the “ Compliance Period ”) from the end of the Company’s fiscal year, or until December\n29, 2025, to regain compliance with the Listing Rule. To this end, the Company\nintends to file its annual report on Form 10-K on or before September 29, 2025, and thereafter, the Company intends to timely file a proxy\nstatement and notice of shareholder meeting related to the Company’s 2025 annual general shareholder meeting, and further intends\nto hold such","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1191070/000121390025087950/0001213900-25-087950-index.htm","comparable_excerpt":"May 20, 2026, Anavex Life Sciences Corp. (the “Company”)\nreceived a delinquency notification letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market\nLLC (“Nasdaq”) indicating that, as","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1314052/000173112226000781/0001731122-26-000781-index.htm"}},{"accession":"0001493152-26-024913","ticker":"GTBP","company_name":"GT Biopharma, Inc.","filed_at":"2026-05-22T12:00:37+00:00","headline":"GT Biopharma receives Nasdaq extension to Nov 16, 2026 to meet $1 minimum bid price","event_type":"regulatory","sec_items":["3.01","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-26-024913","json":"https://secwatch.observer/filing/0001493152-26-024913.json","markdown":"https://secwatch.observer/filing/0001493152-26-024913.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/109657/000149315226024913/0001493152-26-024913-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/109657/000149315226024913/form8-k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"September 10, 2025, Nasdaq provided the Company further notice that is has accepted our Plan and granted the Company an extension\nof 180 calendar days (the “ Compliance Period ”) from the end of the Company’s fiscal year, or until December\n29, 2025, to regain compliance with the Listing Rule. To this end, the Company\nintends to file its annual report on Form 10-K on or before September 29, 2025, and thereafter, the Company intends to timely file a proxy\nstatement and notice of shareholder meeting related to the Company’s 2025 annual general shareholder meeting, and further intends\nto hold such","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1191070/000121390025087950/0001213900-25-087950-index.htm","comparable_excerpt":"May 20, 2026, GT Biopharma, Inc., a Delaware corporation (the “Company”), received a letter from the Nasdaq Listing Qualifications\nStaff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/109657/000149315226024913/0001493152-26-024913-index.htm"}},{"accession":"0001654954-26-004223","ticker":"ONFO","company_name":"Onfolio Holdings, Inc","filed_at":"2026-05-01T23:59:59+00:00","headline":"Onfolio Holdings regains Nasdaq minimum bid price compliance","event_type":"regulatory","sec_items":["3.01","8.01","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001654954-26-004223","json":"https://secwatch.observer/filing/0001654954-26-004223.json","markdown":"https://secwatch.observer/filing/0001654954-26-004223.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1825452/000165495426004223/0001654954-26-004223-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1825452/000165495426004223/onfo_8k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"September 10, 2025, Nasdaq provided the Company further notice that is has accepted our Plan and granted the Company an extension\nof 180 calendar days (the “ Compliance Period ”) from the end of the Company’s fiscal year, or until December\n29, 2025, to regain compliance with the Listing Rule. To this end, the Company\nintends to file its annual report on Form 10-K on or before September 29, 2025, and thereafter, the Company intends to timely file a proxy\nstatement and notice of shareholder meeting related to the Company’s 2025 annual general shareholder meeting, and further intends\nto hold such","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1191070/000121390025087950/0001213900-25-087950-index.htm","comparable_excerpt":"January 6, 2026, Onfolio Holdings Inc. (the “ Company ”) received notice from The NASDAQ Stock Market that its common stock failed to maintain a minimum bid price of $1.00 over the previous 30 consecutive business days a","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1825452/000165495426004223/0001654954-26-004223-index.htm"}},{"accession":"0001654954-26-004174","ticker":"AREC","company_name":"American Resources Corp","filed_at":"2026-04-30T23:59:59+00:00","headline":"American Resources receives Nasdaq non-compliance notice for late 10-K filing; has 60 days to submit plan","event_type":"regulatory","sec_items":["3.01","9.01"],"materiality_score":0.55,"calibrated_materiality_score":0.55,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001654954-26-004174","json":"https://secwatch.observer/filing/0001654954-26-004174.json","markdown":"https://secwatch.observer/filing/0001654954-26-004174.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1590715/000165495426004174/0001654954-26-004174-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1590715/000165495426004174/arec_8k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"September 10, 2025, Nasdaq provided the Company further notice that is has accepted our Plan and granted the Company an extension\nof 180 calendar days (the “ Compliance Period ”) from the end of the Company’s fiscal year, or until December\n29, 2025, to regain compliance with the Listing Rule. To this end, the Company\nintends to file its annual report on Form 10-K on or before September 29, 2025, and thereafter, the Company intends to timely file a proxy\nstatement and notice of shareholder meeting related to the Company’s 2025 annual general shareholder meeting, and further intends\nto hold such","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1191070/000121390025087950/0001213900-25-087950-index.htm","comparable_excerpt":"April 24, 2026, American Resources Corporation (the “Company”) received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with Nasdaq Listing Rule 5250(c)(1) due to t","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1590715/000165495426004174/0001654954-26-004174-index.htm"}},{"accession":"0001493152-26-019593","ticker":"IVF","company_name":"INVO Fertility, Inc.","filed_at":"2026-04-29T23:59:59+00:00","headline":"INVO Fertility receives Nasdaq deficiency notice for late 10-K filing","event_type":"regulatory","sec_items":["3.01","7.01","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","same event type: regulatory","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-26-019593","json":"https://secwatch.observer/filing/0001493152-26-019593.json","markdown":"https://secwatch.observer/filing/0001493152-26-019593.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1417926/000149315226019593/0001493152-26-019593-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1417926/000149315226019593/form8-k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"September 10, 2025, Nasdaq provided the Company further notice that is has accepted our Plan and granted the Company an extension\nof 180 calendar days (the “ Compliance Period ”) from the end of the Company’s fiscal year, or until December\n29, 2025, to regain compliance with the Listing Rule. To this end, the Company\nintends to file its annual report on Form 10-K on or before September 29, 2025, and thereafter, the Company intends to timely file a proxy\nstatement and notice of shareholder meeting related to the Company’s 2025 annual general shareholder meeting, and further intends\nto hold such","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1191070/000121390025087950/0001213900-25-087950-index.htm","comparable_excerpt":"April 23, 2026, INVO Fertility, Inc. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications\nstaff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company failed to fi","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1417926/000149315226019593/0001493152-26-019593-index.htm"}}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}