secwatch.observer — SEC 8-K summary ====================================== Issuer: LiveOne, Inc. (LVO) CIK: 0001491419 Form: 8-K Filed at: 2025-10-01T23:59:59+00:00 Accession: 0001213900-25-094771 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 LiveOne receives Nasdaq delisting notice; expects to regain compliance via appeal and reverse split -------------------------------------------------------------------------------- - Received delisting determination on Sept 25, 2025 for failing to meet $1.00 bid price rule by the Sept 24 deadline. - Not eligible for second 180-day extension due to insufficient stockholders' equity for initial listing requirements. - Timely appealed to Nasdaq Hearings Panel on Sept 25, 2025, automatically staying delisting pending hearing. - Effected one-for-ten reverse stock split on Sept 26, 2025; stock continues trading on Nasdaq under symbol 'LVO'. - Intends to present compliance plan at hearing; no assurance of success or continued listing. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1491419/000121390025094771/0001213900-25-094771-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1491419/000121390025094771/ea0259686-8k_liveone.htm HTML page: https://secwatch.observer/filing/0001213900-25-094771 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer