secwatch.observer — SEC 8-K summary ====================================== Issuer: BRC Group Holdings, Inc. (RILY) CIK: 0001464790 Form: 8-K Filed at: 2025-10-06T23:59:59+00:00 Accession: 0001213900-25-096621 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 B. Riley receives Nasdaq delisting notice for late Q1 and Q2 2025 10-Qs; will seek hearing -------------------------------------------------------------------------------- - Nasdaq Staff Determination Letter dated October 1, 2025, based on failure to file Q1 and Q2 2025 10-Qs. - Company filed its 2024 Form 10-K on September 19, 2025, but remains out of compliance. - Nasdaq declined to grant further exception beyond September 29, 2025 deadline. - Company intends to request a hearing, which automatically stays suspension for at least 15 days. - Hearing typically scheduled 30-45 days after request; no assurance Panel will grant additional time. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1464790/000121390025096621/0001213900-25-096621-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1464790/000121390025096621/ea0260436-8k_briley.htm HTML page: https://secwatch.observer/filing/0001213900-25-096621 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer