--- schema_version: "secwatch.filing_event.v1" accession: "0001213900-25-096824" form_type: "8-K" ticker: "UGRO" cik: "0001706524" company_name: "urban-gro, Inc." filed_at: "2025-10-07T23:59:59+00:00" generated_at: "2026-05-17T04:27:39.735042+00:00" event_type: "regulatory" sentiment: "negative" materiality_score: 0.85 calibrated_materiality_score: 0.85 confidence: "high" source: SEC EDGAR --- # Urban-Gro delisting hearing rescheduled to Oct 14; still non-compliant on three Nasdaq rules ## Summary - Hearing before Nasdaq Panel moved from Oct 7 to Oct 14, 2025. - Non-compliant with bid price ($1.00 minimum), timely filing (10-K/10-Q), and $2.5M equity requirement. - Company warns no assurance of regaining compliance or successful appeal. ## SEC filing metadata - accession: 0001213900-25-096824 - form_type: 8-K - ticker: UGRO - cik: 0001706524 - company_name: urban-gro, Inc. - filed_at: 2025-10-07T23:59:59+00:00 - event_type: regulatory - sentiment: negative - materiality_score: 0.85 - calibrated_materiality_score: 0.85 - confidence: high - sec_items: 3.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1706524/000121390025096824/0001213900-25-096824-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1706524/000121390025096824/ea0260521-8k_urban.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001213900-25-096824 - JSON: https://secwatch.observer/filing/0001213900-25-096824.json - Plain text: https://secwatch.observer/filing/0001213900-25-096824.txt ## Source-grounded claims - claim_id: 38c906fb5d8c68d087cc5192be6d3303d31bf8b0 claim: urban-gro, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2)). evidence_excerpt: August 28, 2025, the Company received a determination letter (the “Determination”) from Nasdaq stating that Nasdaq had determined that the Company did not regain compliance with the Minimum Bid Requirement by August 25, 2025. The Determination stated that the failure to comply with the Minimum Bid Requirement during the compliance period would serve as an additional basis for delisting the Company’s securities from the Nasdaq Capital Market and would be considered by a Hearings Panel (the “Panel”), in addition to the Company’s failure to comply with (i) Nasdaq Listing Rule 5250(c)(1) due to th evidence_url: https://www.sec.gov/Archives/edgar/data/1706524/000121390025096824/0001213900-25-096824-index.htm - claim_id: 802470154d1df4f0c430b5ebe9d680bed6e0eb2c claim: urban-gro, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)). evidence_excerpt: August 18, 2025, Nasdaq notified the Company that it had determined (the “Prior Determination”) that the Company was not in compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement. The Company requested a hearing before the Panel, which hearing has been rescheduled from the previously-reported date of October 7, 2025 to October 14, 2025. There can be no assurance that the Company will be able to regain compliance with Nasdaq Listing Rules 5550(a)(2), 5250(c)(1) and/or 5550(b)(1), or will otherwise be in compliance with other applicable Nasdaq Listing Rules, or th evidence_url: https://www.sec.gov/Archives/edgar/data/1706524/000121390025096824/0001213900-25-096824-index.htm - claim_id: ab010f8dc431649f032620eee889b5d4cad016b9 claim: urban-gro, Inc. received a nasdaq delisting notice notice regarding stockholders equity (rules 5550(b)(1)). evidence_excerpt: August 18, 2025, Nasdaq notified the Company that it had determined (the “Prior Determination”) that the Company was not in compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement. The Company requested a hearing before the Panel, which hearing has been rescheduled from the previously-reported date of October 7, 2025 to October 14, 2025. There can be no assurance that the Company will be able to regain compliance with Nasdaq Listing Rules 5550(a)(2), 5250(c)(1) and/or 5550(b)(1), or will otherwise be in compliance with other applicable Nasdaq Listing Rules, or th evidence_url: https://www.sec.gov/Archives/edgar/data/1706524/000121390025096824/0001213900-25-096824-index.htm - claim_id: d7c89a05526ea9c67993aba7e44a7f0ef0367e12 claim: urban-gro, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)). evidence_excerpt: February 24, 2025, urban-gro, Inc. (the “Company”) received a deficiency letter from the Listing Qualifications Department of Nasdaq notifying the Company that, for the last 30 consecutive business days, the bid price for the Company’s common stock, par value $0.001 per share (the “Common Stock”) had closed at a price of below $1.00 per share, which is the minimum closing price required to maintain continued listing on the Nasdaq Capital Market under Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Requirement”). Also as previously reported, on August 28, 2025, the Company received a determina evidence_url: https://www.sec.gov/Archives/edgar/data/1706524/000121390025096824/0001213900-25-096824-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.