{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-25-101673","form_type":"8-K","ticker":"CAPS","cik":"0000887151","company_name":"Capstone Holding Corp.","filed_at":"2025-10-23T23:59:59+00:00","discovered_at":"2026-05-14T18:02:42.493544+00:00","generated_at":"2026-05-17T02:39:08.444880+00:00","sec_items":["1.01","2.03","3.02","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Capstone Holding issues second convertible note for $3.25M gross proceeds at $1.10 conversion price","bullets":["Second senior secured convertible note issued with original principal of $3,545,712.42, 8.34% OID.","Gross proceeds of $3,250,000; first note had $3,272,966 principal.","Note bears 7.0% interest; quarterly equal installments for principal and interest.","Conversion price $1.10 per share; buyer beneficial ownership capped at 4.99%.","Joseph Gunnar & Co. acted as sole sales agent, receiving 7% cash fee on gross proceeds."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-25-101673","json":"https://secwatch.observer/filing/0001213900-25-101673.json","markdown":"https://secwatch.observer/filing/0001213900-25-101673.md","text":"https://secwatch.observer/filing/0001213900-25-101673.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/887151/000121390025101673/0001213900-25-101673-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/887151/000121390025101673/ea0262225-8k_capstone.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-17T02:39:08.444880+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"19f549591f32e0e648baa2e9651ce929a791a5d5","claim":"Capstone Holding Corp. incurred convertible notes of original principal amount of $3,545,712.42 with an institutional investor at 7.0% per annum.","evidence_excerpt":"On October 22, 2025 (the “ Issuance Date ”), the Company issued to the Buyer a second Convertible Note in the original principal amount of $3,545,712.42 (the “ Second Note ”).","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/887151/000121390025101673/0001213900-25-101673-index.htm","confidence":0.9,"family_label":"Debt Financings","details":[{"label":"Instrument","value":"convertible notes"},{"label":"Principal","value":"original principal amount of $3,545,712.42"},{"label":"Counterparty","value":"an institutional investor"},{"label":"Rate","value":"7.0% per annum"},{"label":"Event","value":"incurrence"}],"fact_type":"debt_financing"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}