secwatch.observer — SEC 8-K summary
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Issuer:     Capstone Holding Corp. (CAPS)
CIK:        0000887151
Form:       8-K
Filed at:   2025-10-23T23:59:59+00:00
Accession:  0001213900-25-101673
Event type: debt
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 2.03, 3.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Capstone Holding issues second convertible note for $3.25M gross proceeds at $1.10 conversion price
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- Second senior secured convertible note issued with original principal of $3,545,712.42, 8.34% OID.
- Gross proceeds of $3,250,000; first note had $3,272,966 principal.
- Note bears 7.0% interest; quarterly equal installments for principal and interest.
- Conversion price $1.10 per share; buyer beneficial ownership capped at 4.99%.
- Joseph Gunnar & Co. acted as sole sales agent, receiving 7% cash fee on gross proceeds.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/887151/000121390025101673/0001213900-25-101673-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/887151/000121390025101673/ea0262225-8k_capstone.htm
  HTML page:      https://secwatch.observer/filing/0001213900-25-101673

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