secwatch.observer — SEC 8-K summary ====================================== Issuer: CERO THERAPEUTICS HOLDINGS, INC. (CERO) CIK: 0001870404 Form: 8-K Filed at: 2025-10-30T23:59:59+00:00 Accession: 0001213900-25-103661 Event type: regulatory Sentiment: negative Materiality: 0.85 Item codes: 3.01, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Nasdaq Panel denies CERo Therapeutics continued listing; stock to suspend Oct 31 -------------------------------------------------------------------------------- - Shares of CERO common stock will be suspended from Nasdaq at open of trading on October 31, 2025. - Company has appealed to Nasdaq Listing and Hearing Review Council; also seeks OTC Markets trading. - $4.75M Series E Preferred financing contingent on Nasdaq listing; funding now uncertain. - Early clinical data for CER-1236 in three AML patients shows rapid cell expansion and no toxicity. - Company reviewing cash resources and financing alternatives; no assurance of funding. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1870404/000121390025103661/0001213900-25-103661-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1870404/000121390025103661/ea0263036-8k_cerothera.htm HTML page: https://secwatch.observer/filing/0001213900-25-103661 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer