---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-25-104384"
form_type: "8-K"
ticker: "UGRO"
cik: "0001706524"
company_name: "urban-gro, Inc."
filed_at: "2025-10-31T23:59:59+00:00"
generated_at: "2026-05-17T01:07:43.081570+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Nasdaq grants urban-gro conditional continued listing with deadlines through Jan 2026

## Summary
- Received Oct 30, 2025 notice that hearing panel granted continued listing subject to conditions.
- Must regain compliance with timely filing and minimum $2.5M stockholders' equity by Dec 31, 2025.
- Must regain compliance with $1.00 bid price rule by Jan 28, 2026.
- Company previously disclosed non-compliance with these three rules on Aug 28, 2025.
- No assurance of regaining compliance; delisting risk remains.

## SEC filing metadata
- accession: 0001213900-25-104384
- form_type: 8-K
- ticker: UGRO
- cik: 0001706524
- company_name: urban-gro, Inc.
- filed_at: 2025-10-31T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1706524/000121390025104384/0001213900-25-104384-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1706524/000121390025104384/ea0263369-8k_urbangro.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-25-104384
- JSON: https://secwatch.observer/filing/0001213900-25-104384.json
- Plain text: https://secwatch.observer/filing/0001213900-25-104384.txt

## Source-grounded claims
- claim_id: bab155e370c5c30794e5f257e816487638777ebf
  claim: urban-gro, Inc. received a nasdaq hearing update notice regarding late filing (rules 5250(c)(1)).
  evidence_excerpt: October 30, 2025, the Company received a notice from Nasdaq notifying the Company that the Panel had determined to grant the Company’s request to continue its listing on The Nasdaq Capital Market, subject to certain conditions. Specifically, the Panel conditioned the Company’s continued listing on the Company regaining compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement on or before December 31, 2025 and regaining compliance with the Bid Price Rule on or before January 28, 2026. During the exception period, the Company is required to provide prompt notificati
  evidence_url: https://www.sec.gov/Archives/edgar/data/1706524/000121390025104384/0001213900-25-104384-index.htm
- claim_id: c58effd34cd49db54b0c81ae6018903b08a5b67c
  claim: urban-gro, Inc. received a nasdaq hearing update notice regarding minimum bid price (rules 5550(a)(2)).
  evidence_excerpt: October 30, 2025, the Company received a notice from Nasdaq notifying the Company that the Panel had determined to grant the Company’s request to continue its listing on The Nasdaq Capital Market, subject to certain conditions. Specifically, the Panel conditioned the Company’s continued listing on the Company regaining compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement on or before December 31, 2025 and regaining compliance with the Bid Price Rule on or before January 28, 2026. During the exception period, the Company is required to provide prompt notificati
  evidence_url: https://www.sec.gov/Archives/edgar/data/1706524/000121390025104384/0001213900-25-104384-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.