---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-25-110411"
form_type: "8-K"
ticker: "NVVE"
cik: "0001836875"
company_name: "Nuvve Holding Corp."
filed_at: "2025-11-14T23:59:59+00:00"
generated_at: "2026-05-16T19:54:54.498455+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Nuvve raises $4.5M via convertible preferred & warrants; up to $50M additional capacity

## Summary
- Issues 5,000 Series A Convertible Preferred shares ($5M stated value) at $4.5M purchase price; 8% dividend rising to 18% on trigger events.
- Preferred converts at 90% of closing price; warrants exercisable at 135% of closing price, 5-year term, full ratchet price protection.
- Additional investment right lets purchasers buy up to $25M more preferred/AIR warrants; ELOC provides up to $25M common stock sales.
- Closing conditioned on shareholder approval by Dec 31, 2025; ELOC includes pre-funded warrant for 2,221,235 shares as commitment fee.
- Proceeds for working capital; registration rights require filing within 15 days, liquidated damages of 1.5% if missed.

## SEC filing metadata
- accession: 0001213900-25-110411
- form_type: 8-K
- ticker: NVVE
- cik: 0001836875
- company_name: Nuvve Holding Corp.
- filed_at: 2025-11-14T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 3.02, 3.03, 5.03, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1836875/000121390025110411/0001213900-25-110411-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1836875/000121390025110411/ea0265751-8k_nuvve.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-25-110411
- JSON: https://secwatch.observer/filing/0001213900-25-110411.json
- Plain text: https://secwatch.observer/filing/0001213900-25-110411.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.