secwatch.observer — SEC 8-K summary
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Issuer:     Nuvve Holding Corp. (NVVE)
CIK:        0001836875
Form:       8-K
Filed at:   2025-11-14T23:59:59+00:00
Accession:  0001213900-25-110411
Event type: debt
Sentiment:  neutral
Materiality: 0.70
Item codes: 1.01, 3.02, 3.03, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nuvve raises $4.5M via convertible preferred & warrants; up to $50M additional capacity
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- Issues 5,000 Series A Convertible Preferred shares ($5M stated value) at $4.5M purchase price; 8% dividend rising to 18% on trigger events.
- Preferred converts at 90% of closing price; warrants exercisable at 135% of closing price, 5-year term, full ratchet price protection.
- Additional investment right lets purchasers buy up to $25M more preferred/AIR warrants; ELOC provides up to $25M common stock sales.
- Closing conditioned on shareholder approval by Dec 31, 2025; ELOC includes pre-funded warrant for 2,221,235 shares as commitment fee.
- Proceeds for working capital; registration rights require filing within 15 days, liquidated damages of 1.5% if missed.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1836875/000121390025110411/0001213900-25-110411-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1836875/000121390025110411/ea0265751-8k_nuvve.htm
  HTML page:      https://secwatch.observer/filing/0001213900-25-110411

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer