{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-25-111620","form_type":"8-K","ticker":null,"cik":"0001922858","company_name":"ECD Automotive Design, Inc.","filed_at":"2025-11-17T23:59:59+00:00","discovered_at":"2026-05-14T18:02:41.077347+00:00","generated_at":"2026-05-16T19:24:20.971982+00:00","sec_items":["3.01","5.02","9.01"],"event_type":"leadership","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"ECD Automotive Design CPO and CXO depart; discloses prior Nasdaq warrant rule violation","bullets":["Emily Humble (CPO) and Thomas Humble (CXO) terminated Nov 11, 2025; Emily remains on board.","Severance: $172k cash each plus $32k/month in stock for six months starting May 2026.","Nasdaq notified company that Sept 2025 warrant issuance violated Rule 5635(d); amended Oct 1.","Departure reason cited as personal, no disagreement with company operations."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-25-111620","json":"https://secwatch.observer/filing/0001213900-25-111620.json","markdown":"https://secwatch.observer/filing/0001213900-25-111620.md","text":"https://secwatch.observer/filing/0001213900-25-111620.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/0001213900-25-111620-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/ea0265947-8k_ecdauto.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-16T19:24:20.971982+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"a10761da861df4635541f2b9fd97f7cc397a3560","claim":"ECD Automotive Design, Inc. received a nasdaq deficiency notice notice regarding other (rules 5635(d)).","evidence_excerpt":"November 11, 2025, ECD Automotive Design, Inc. (the “Company”) received a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, the warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d) (the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested that the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained compliance with the Rule when","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/0001213900-25-111620-index.htm","confidence":0.9}],"comparable_filings":[{"accession":"0002001557-26-000097","ticker":"INV","company_name":"Innventure, Inc.","filed_at":"2026-04-30T23:59:59+00:00","headline":"Innventure appoints John Hewitt to board, nominates Catriona Fallon after director resignation","event_type":"leadership","sec_items":["3.01","5.02","8.01","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 5.02, 9.01","same event type: leadership","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0002001557-26-000097","json":"https://secwatch.observer/filing/0002001557-26-000097.json","markdown":"https://secwatch.observer/filing/0002001557-26-000097.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/2001557/000200155726000097/0002001557-26-000097-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/2001557/000200155726000097/innv-20260429.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"November 11, 2025, ECD Automotive Design, Inc. (the “Company”)\nreceived a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,\nthe warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)\n(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested\nthat the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained\ncompliance with the Rule when","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/0001213900-25-111620-index.htm","comparable_excerpt":"April 29, 2026. On April 29, 2026, the Company informed The Nasdaq Stock Market LLC (“Nasdaq”) that, as a result of Mr. Hennessy’s resignation from the Board and the Audit Committee, the Company was rendered noncompliant","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/2001557/000200155726000097/0002001557-26-000097-index.htm"}},{"accession":"0001213900-26-063806","ticker":"ILLR","company_name":"Triller Group Inc.","filed_at":"2026-06-02T12:26:59+00:00","headline":"Triller gets Nasdaq bid-price exception until June 30, 2026","event_type":"regulatory","sec_items":["3.01","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-26-063806","json":"https://secwatch.observer/filing/0001213900-26-063806.json","markdown":"https://secwatch.observer/filing/0001213900-26-063806.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1769624/000121390026063806/0001213900-26-063806-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1769624/000121390026063806/ea0292925-8k_triller.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"November 11, 2025, ECD Automotive Design, Inc. (the “Company”)\nreceived a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,\nthe warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)\n(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested\nthat the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained\ncompliance with the Rule when","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/0001213900-25-111620-index.htm","comparable_excerpt":"May 29, 2026, the Nasdaq Hearings Panel (the\n“Panel”) notified Triller Group Inc. (“Triller” or the “Company”) that the Panel determined to grant\nTriller an exception to the Listing Rules of The Nasdaq Stock Market (“Nasdaq” or the “Exchange”) until June 30,\n2026 in order to regain compliance with Listing Rule 5550(a)(2) (the “Bid Price Rule”). As previously disclosed on April 24, 2026, following\na successful appeal by the Company to the Nasdaq Stock Market Listing and Hearing Review Council (the “Listing Council”) which\nmodified a previous December 26, 2025 decision by a Nasdaq Hearings Panel","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1769624/000121390026063806/0001213900-26-063806-index.htm"}},{"accession":"0001193125-26-251421","ticker":"GENC","company_name":"GENCOR INDUSTRIES INC","filed_at":"2026-06-01T20:09:26+00:00","headline":"Gencor receives NYSE American delinquency notice for late Q2 2026 10-Q filing","event_type":"regulatory","sec_items":["3.01","7.01","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-251421","json":"https://secwatch.observer/filing/0001193125-26-251421.json","markdown":"https://secwatch.observer/filing/0001193125-26-251421.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/64472/000119312526251421/0001193125-26-251421-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/64472/000119312526251421/d135716d8k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"November 11, 2025, ECD Automotive Design, Inc. (the “Company”)\nreceived a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,\nthe warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)\n(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested\nthat the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained\ncompliance with the Rule when","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/0001213900-25-111620-index.htm","comparable_excerpt":"May 19, 2026, Gencor Industries, Inc. (the “Company”) received a notice (the “Delinquency Notification”) from NYSE Regulation (the “NYSE”) indicating the Company was not in compliance with the NYSE American LLC (“NYSE American”) continued listing standards as a result of its failure to timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”) with the Securities and Exchange Commission (“SEC”) prior to May 18, 2026, the end of the extension period provided by Form 12b-25, and as a result was subject to the procedures set forth in Section 1007 of the NY","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/64472/000119312526251421/0001193125-26-251421-index.htm"}},{"accession":"0001683168-26-004399","ticker":"CSAI","company_name":"CLOUDASTRUCTURE, INC.","filed_at":"2026-05-29T21:09:11+00:00","headline":"Cloudastructure receives Nasdaq delinquency notice for late Q1 10-Q filing","event_type":"regulatory","sec_items":["3.01","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001683168-26-004399","json":"https://secwatch.observer/filing/0001683168-26-004399.json","markdown":"https://secwatch.observer/filing/0001683168-26-004399.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1709628/000168316826004399/0001683168-26-004399-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1709628/000168316826004399/cloud_8k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"November 11, 2025, ECD Automotive Design, Inc. (the “Company”)\nreceived a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,\nthe warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)\n(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested\nthat the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained\ncompliance with the Rule when","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/0001213900-25-111620-index.htm","comparable_excerpt":"May 26, 2026, Cloudastructure,\nInc. (the “Company”) received a notice (the “Notice”) from the Nasdaq Listing Qualifications staff of The Nasdaq\nStock Market LLC (“Nasdaq”) indicating that, as a result of not having timely filed its Quarterly Report on Form 10-Q for\nthe period ended March 31, 2026 (“Form 10-Q”), the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which\nrequires timely filing of all required periodic financial reports with the Securities and Exchange Commission. The Company requires additional\ntime to review and confirm the accounting treatment for its outstand","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1709628/000168316826004399/0001683168-26-004399-index.htm"}},{"accession":"0001193805-26-000723","ticker":"GURE","company_name":"GULF RESOURCES, INC.","filed_at":"2026-05-29T20:45:30+00:00","headline":"Gulf Resources receives Nasdaq delisting notice for late Q1 2026 10-Q filing","event_type":"regulatory","sec_items":["3.01","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001193805-26-000723","json":"https://secwatch.observer/filing/0001193805-26-000723.json","markdown":"https://secwatch.observer/filing/0001193805-26-000723.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/885462/000119380526000723/0001193805-26-000723-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/885462/000119380526000723/e665526_8k-gulfresources.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"November 11, 2025, ECD Automotive Design, Inc. (the “Company”)\nreceived a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,\nthe warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)\n(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested\nthat the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained\ncompliance with the Rule when","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/0001213900-25-111620-index.htm","comparable_excerpt":"May 26, 2026, Gulf Resources\n(the “Company”) received a notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq\nStock Market LLC (“Nasdaq”), indicating that, as a result of not having timely filed its quarterly report on Form 10-Q for\nthe quarter ended March 31, 2026 (the “Form 10-Q”), and the Company remains delinquent in filing its annual report on Form\n10-K for the year ended December 31, 2025 (the “Initial Delinquent Filing”), the Company is in non-compliance with Nasdaq\nListing Rule 5250(c)(1), which requires timely filing all required periodic financial reports wit","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/885462/000119380526000723/0001193805-26-000723-index.htm"}},{"accession":"0001628280-26-039190","ticker":"FTHM","company_name":"Fathom Holdings Inc.","filed_at":"2026-05-29T20:15:13+00:00","headline":"Fathom Holdings receives Nasdaq notice for late Q1 2026 10-Q filing; 60 days to submit plan","event_type":"regulatory","sec_items":["3.01","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-26-039190","json":"https://secwatch.observer/filing/0001628280-26-039190.json","markdown":"https://secwatch.observer/filing/0001628280-26-039190.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1753162/000162828026039190/0001628280-26-039190-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1753162/000162828026039190/fthm-20260522.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"November 11, 2025, ECD Automotive Design, Inc. (the “Company”)\nreceived a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,\nthe warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)\n(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested\nthat the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained\ncompliance with the Rule when","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/0001213900-25-111620-index.htm","comparable_excerpt":"May 22, 2026, Fathom Holdings Inc. (the “Company”) received a notification letter from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because the Company has not yet filed its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”), the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of all required periodic financial reports with the Securities and Exchange Commission (the “Filing Requirement”). In accordance with Nasdaq’s listing rules, the Company has 60 calendar days from the date of the notification letter","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1753162/000162828026039190/0001628280-26-039190-index.htm"}},{"accession":"0001493152-26-025629","ticker":"CDT","company_name":"CDT Equity Inc.","filed_at":"2026-05-28T20:30:30+00:00","headline":"CDT Equity receives Nasdaq deficiency letter for late Q1 10-Q filing; has until July 20 to submit plan","event_type":"regulatory","sec_items":["3.01","7.01","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-26-025629","json":"https://secwatch.observer/filing/0001493152-26-025629.json","markdown":"https://secwatch.observer/filing/0001493152-26-025629.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1896212/000149315226025629/0001493152-26-025629-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1896212/000149315226025629/form8-k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"November 11, 2025, ECD Automotive Design, Inc. (the “Company”)\nreceived a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,\nthe warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)\n(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested\nthat the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained\ncompliance with the Rule when","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/0001213900-25-111620-index.htm","comparable_excerpt":"May 21, 2026, CDT Equity Inc. (the “Company”) received a deficiency letter (the “Notice”) from the Nasdaq Listing\nQualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it was not in compliance with\nNasdaq Listing Rule 5250(c)(1) (the “Periodic Filing Requirement”) because the Company did not file its Quarterly Report\non Form 10-Q for the three-month period ended March 31, 2026 (the “Form 10-Q”) in a timely manner, as required for continued\nlisting on The Nasdaq Capital Market. The Notice has no immediate effect on the listing or trading of the Company’s","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1896212/000149315226025629/0001493152-26-025629-index.htm"}},{"accession":"0001493152-26-025454","ticker":"GWAV","company_name":"Greenwave Technology Solutions, Inc.","filed_at":"2026-05-27T21:25:20+00:00","headline":"Greenwave receives second Nasdaq delinquency notice for late Q1 2026 10-Q filing","event_type":"regulatory","sec_items":["3.01","7.01","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: exchange_compliance_notice","same SEC item: 3.01, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001493152-26-025454","json":"https://secwatch.observer/filing/0001493152-26-025454.json","markdown":"https://secwatch.observer/filing/0001493152-26-025454.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1589149/000149315226025454/0001493152-26-025454-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1589149/000149315226025454/form8-k.htm"},"side_by_side_evidence":{"fact_type":"exchange_compliance_notice","source_excerpt":"November 11, 2025, ECD Automotive Design, Inc. (the “Company”)\nreceived a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,\nthe warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)\n(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested\nthat the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained\ncompliance with the Rule when","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/0001213900-25-111620-index.htm","comparable_excerpt":"May 21, 2026, the Company received an additional delinquency notification letter (the “Notice”) from Nasdaq due to the Company’s\nfailure to timely file its Quarterly Report on Form 10-Q for the fiscal quarter ended March","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1589149/000149315226025454/0001493152-26-025454-index.htm"}}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}