---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-25-114146"
form_type: "8-K"
ticker: "UGRO"
cik: "0001706524"
company_name: "urban-gro, Inc."
filed_at: "2025-11-24T23:59:59+00:00"
generated_at: "2026-05-16T17:20:22.898532+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Urban-Gro receives additional Nasdaq delisting notice for late Q3 10-Q filing

## Summary
- Nasdaq notified urban-gro on Nov 18, 2025 that late Q3 10-Q filing is an additional delisting basis.
- Company must regain compliance with timely filing and $2.5M equity by Dec 31, 2025, and bid price by Jan 28, 2026.
- Panel requested written views by Nov 25, 2025; company intends to comply.
- Company warns no assurance it can regain compliance with Nasdaq listing rules.

## SEC filing metadata
- accession: 0001213900-25-114146
- form_type: 8-K
- ticker: UGRO
- cik: 0001706524
- company_name: urban-gro, Inc.
- filed_at: 2025-11-24T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1706524/000121390025114146/0001213900-25-114146-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1706524/000121390025114146/ea0266979-8k_urban.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-25-114146
- JSON: https://secwatch.observer/filing/0001213900-25-114146.json
- Plain text: https://secwatch.observer/filing/0001213900-25-114146.txt

## Source-grounded claims
- claim_id: 47dbf2b30c2299574e81ae780dee2e73e6e2874c
  claim: urban-gro, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
  evidence_excerpt: August 28, 2025 due to the Company’s non-compliance with (i) Nasdaq Listing Rule 5550(a)(2) due to the Company’s common stock having had a bid price of less than $1.00 per share for 30 consecutive business days (the “Bid Price Rule”), (ii) Nasdaq Listing Rule 5250(c)(1) due to the Company’s delay in filing its Annual Report on Form 10-K for the fiscal year ended December 31, 2024 and its Quarterly Reports on Form 10-Q for the periods ended March 31, 2025 and June 30, 2025 (the “Timely Filing Requirement”), and (iii) Nasdaq Listing Rule 5550(b)(1), which requires the Company to maintain minimum
  evidence_url: https://www.sec.gov/Archives/edgar/data/1706524/000121390025114146/0001213900-25-114146-index.htm
- claim_id: 511ab0ede567f2c7411e54e636a64087669e9782
  claim: urban-gro, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  evidence_excerpt: November 18, 2025, the Company received a determination letter (the “Letter”) from Nasdaq stating that because the Company did not timely file its Quarterly Report on Form 10-Q for the period ended September 30, 2025, the resulting filing delinquency would be an additional basis for delisting the Company’s securities pursuant to the Timely Filing Requirement. The Letter notified the Company that the Panel would consider the matter in their decision regarding the Company’s continued listing on the Nasdaq Capital Market, and requested that the Company present its views with respect to the additi
  evidence_url: https://www.sec.gov/Archives/edgar/data/1706524/000121390025114146/0001213900-25-114146-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.