---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-25-115932"
form_type: "8-K"
ticker: "RILY"
cik: "0001464790"
company_name: "BRC Group Holdings, Inc."
filed_at: "2025-11-28T23:59:59+00:00"
generated_at: "2026-05-16T16:05:39.948514+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# B. Riley receives Nasdaq delinquency notice for Q3 10-Q; granted filing extension to Jan 20, 2026

## Summary
- Received expected Nasdaq delinquency notice for delayed Q3 10-Q; no immediate effect on listing.
- Nasdaq Panel granted exception: Q2 10-Q due Dec 23, 2025; Q3 10-Q due Jan 20, 2026.
- Q1 10-Q filed Nov 18, 2025; 2024 10-K filed Sep 19, 2025.
- Company intends to take all actions to regain compliance and maintain listing.

## SEC filing metadata
- accession: 0001213900-25-115932
- form_type: 8-K
- ticker: RILY
- cik: 0001464790
- company_name: BRC Group Holdings, Inc.
- filed_at: 2025-11-28T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1464790/000121390025115932/0001213900-25-115932-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1464790/000121390025115932/ea0267598-8k_briley.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-25-115932
- JSON: https://secwatch.observer/filing/0001213900-25-115932.json
- Plain text: https://secwatch.observer/filing/0001213900-25-115932.txt

## Key facts
- Listing & Compliance Notices
  BRC Group Holdings, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1), 5810(b)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1), 5810(b)
  source text: November 21, 2025, B. Riley Financial, Inc. (the “Company”) received an expected delinquency notification letter from Nasdaq, pursuant to Nasdaq Listing Rule 5810(b). The letter indicated that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Filing Rule”) as a result of the delayed filing of the Company’s Form 10-Q for the period ended September 30, 2025 (the “Third Quarter 10-Q”). As previously disclosed on November 19, 2025, the Company participated in a hearing with a Nasdaq Hearings Panel (the “Panel”) on November 4, 2025 in connection with the Company’s non-comp
  evidence_url: https://www.sec.gov/Archives/edgar/data/1464790/000121390025115932/0001213900-25-115932-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.