---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-25-116037"
form_type: "8-K"
ticker: "CAPS"
cik: "0000887151"
company_name: "Capstone Holding Corp."
filed_at: "2025-11-28T23:59:59+00:00"
generated_at: "2026-05-16T16:20:01.273462+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Capstone reduces conversion price on $2.27M of convertible notes to $0.75

## Summary
- On Nov 28, 2025, agreed to lower conversion price to $0.75 for $500,744.01 of July 2025 note and $1,772,856.21 of October 2025 note.
- Remaining $1,772,856.21 of October 2025 note retains $1.10 conversion price.
- Notes were originally issued with 8.34% original issue discount; investor is 3i, LP.
- Adjustment is voluntary per Section 7(h) of the notes; board approval and transfer agent confirmation required.

## SEC filing metadata
- accession: 0001213900-25-116037
- form_type: 8-K
- ticker: CAPS
- cik: 0000887151
- company_name: Capstone Holding Corp.
- filed_at: 2025-11-28T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/887151/000121390025116037/0001213900-25-116037-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/887151/000121390025116037/ea0267668-8k_capstone.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-25-116037
- JSON: https://secwatch.observer/filing/0001213900-25-116037.json
- Plain text: https://secwatch.observer/filing/0001213900-25-116037.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.