secwatch.observer — SEC 8-K summary
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Issuer:     Capstone Holding Corp. (CAPS)
CIK:        0000887151
Form:       8-K
Filed at:   2025-11-28T23:59:59+00:00
Accession:  0001213900-25-116037
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Capstone reduces conversion price on $2.27M of convertible notes to $0.75
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- On Nov 28, 2025, agreed to lower conversion price to $0.75 for $500,744.01 of July 2025 note and $1,772,856.21 of October 2025 note.
- Remaining $1,772,856.21 of October 2025 note retains $1.10 conversion price.
- Notes were originally issued with 8.34% original issue discount; investor is 3i, LP.
- Adjustment is voluntary per Section 7(h) of the notes; board approval and transfer agent confirmation required.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/887151/000121390025116037/0001213900-25-116037-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/887151/000121390025116037/ea0267668-8k_capstone.htm
  HTML page:      https://secwatch.observer/filing/0001213900-25-116037

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer