secwatch.observer — SEC 8-K summary
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Issuer:     Nuvve Holding Corp. (NVVE)
CIK:        0001836875
Form:       8-K/A
Filed at:   2025-12-01T23:59:59+00:00
Accession:  0001213900-25-116684
Event type: other_material
Sentiment:  negative
Materiality: 0.75
Item codes: 1.01, 3.02, 3.03, 5.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nuvve corrects private placement: 6,000 preferred shares at $5.4M, adds ELOC investor
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- Corrected prior 8-K: offering is for 6,000 Series A Convertible Preferred shares, aggregate stated value $6M, purchase price $5.4M.
- Preferred convert at 90% of pre-closing price; 8% dividend (18% on trigger); warrants at 135% of close, 5-year term.
- Additional Investment Right for up to $25M; mandatory $4M exercise every 6 months until $20M proceeds received.
- ELOC facility amended to include Hailstone Peak Funding; company may sell up to $25M common at 93% of market price.
- Full ratchet anti-dilution protection and Floor Price set at 20% of initial conversion price.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1836875/000121390025116684/0001213900-25-116684-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1836875/000121390025116684/ea0266713-8ka1_nuvve.htm
  HTML page:      https://secwatch.observer/filing/0001213900-25-116684

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