---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-25-123924"
form_type: "8-K"
ticker: "XFLT"
cik: "0001703079"
company_name: "XAI Octagon Floating Rate & Alternative Income Trust"
filed_at: "2025-12-19T23:59:59+00:00"
generated_at: "2026-05-16T12:35:37.389980+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# XAI Octagon issues 2.3M Series A MRP Shares for ~$23M net proceeds

## Summary
- Issued 2,300,000 Series A Mandatory Redeemable Preferred Shares at $10 per share on Dec 18, 2025.
- Net proceeds to the trust totaled approximately $23 million before expenses.
- Following issuance, total outstanding MRP Shares reached 7,300,000 (full prior agreement amount).
- Sale was exempt from registration under Section 4(a)(2) of the Securities Act.

## SEC filing metadata
- accession: 0001213900-25-123924
- form_type: 8-K
- ticker: XFLT
- cik: 0001703079
- company_name: XAI Octagon Floating Rate & Alternative Income Trust
- filed_at: 2025-12-19T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 3.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1703079/000121390025123924/0001213900-25-123924-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1703079/000121390025123924/ea0270358-01_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-25-123924
- JSON: https://secwatch.observer/filing/0001213900-25-123924.json
- Plain text: https://secwatch.observer/filing/0001213900-25-123924.txt

## Key facts
- Equity Issuances
  XAI Octagon Floating Rate & Alternative Income Trust issued 2,300,000 MRP Shares of preferred stock to Purchasers named in the Purchase Agreement for $10.00 per MRP Share.
  - Security: preferred stock
  - Shares: 2,300,000 MRP Shares
  - Purchaser: Purchasers named in the Purchase Agreement
  - Consideration: $10.00 per MRP Share
  source text: (the “Purchasers”), in connection with the issuance and sale of up to 7,300,000 shares of the Trust’s Series A Mandatory Redeemable Preferred Shares, liquidation preference of $10.00 (the “MRP Shares”), at a price equal to $10.00 per MRP Share, in two transactions exempt from registration pursuant to Section 4(a)(2) of the Securities Act of 1933. On December
  evidence_url: https://www.sec.gov/Archives/edgar/data/1703079/000121390025123924/0001213900-25-123924-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.