---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-25-126693"
form_type: "8-K"
ticker: "XFLT"
cik: "0001703079"
company_name: "XAI Octagon Floating Rate & Alternative Income Trust"
filed_at: "2025-12-30T23:59:59+00:00"
generated_at: "2026-05-16T12:00:17.103304+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# XFLT to redeem all 1.1M 6.95% Series II Preferred Shares on Jan 30, 2026

## Summary
- Notice of full redemption of 6.95% Series II 2029 Convertible Preferred Shares on Jan 30, 2026.
- Amendment filed to eliminate Non-Call Period, enabling redemption; approved by shareholders.
- Total shares outstanding: 1,100,000; liquidation preference $25.00 per share ($27.5M aggregate).
- Redemption price expected at liquidation preference plus accrued dividends (not specified).

## SEC filing metadata
- accession: 0001213900-25-126693
- form_type: 8-K
- ticker: XFLT
- cik: 0001703079
- company_name: XAI Octagon Floating Rate & Alternative Income Trust
- filed_at: 2025-12-30T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 5.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1703079/000121390025126693/0001213900-25-126693-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1703079/000121390025126693/ea0271237-01_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-25-126693
- JSON: https://secwatch.observer/filing/0001213900-25-126693.json
- Plain text: https://secwatch.observer/filing/0001213900-25-126693.txt

## Source-grounded claims
- claim_id: 2ce818e8d31a14c6b10a79ac4ff17101c2977802
  claim: XAI Octagon Floating Rate & Alternative Income Trust: Eliminated the Non-Call Period applicable to the 6.95% Series II 2029 Convertible Preferred Shares (effective 2024-06-10).
  evidence_excerpt: On December 29, 2025, the holders of the Trust’s 6.95% Series II 2029 Convertible Preferred Shares, par value $0.01 per share, liquidation preference $25.00 per share (the “6.95% Series II 2029 Convertible Preferred Shares”), adopted and approved Amendment No 1. to Appendix D, effective as of June 10, 2024, to the Trust’s Statement of Preferences of Term Preferred Shares, effective as of March 23, 2021 (the “Statement of Preferences”) establishing the preferences, voting powers, restrictions, limitations as to dividends and distributions, conversion privilege, qualifications and terms and conditions of redemption of the Trust’s 6.95% Series II 2029 Convertible Preferred Shares, in order to eliminate the Non-Call Period applicable to the 6.95% Series II 2029 Convertible Preferred Share, which Amendment No. 1 was accepted and approved by the Board of Trustees of the Trust.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1703079/000121390025126693/0001213900-25-126693-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.