secwatch.observer — SEC 8-K summary ====================================== Issuer: urban-gro, Inc. (UGRO) CIK: 0001706524 Form: 8-K Filed at: 2026-01-08T23:59:59+00:00 Accession: 0001213900-26-002552 Event type: other_material Sentiment: negative Materiality: 0.75 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Urban-gro receives Nasdaq delisting notice for annual meeting non-compliance ---------------------------------------------------------------------------- - On Jan 6, 2026, Nasdaq notified urban-gro of non-compliance with Listing Rule 5620(a) for failing to hold annual meeting within 12 months of prior fiscal year end. - Company must present views on the new deficiency by Jan 9, 2026; intends to request extension to comply. - Company still faces ongoing delisting risks for bid price, delayed filings, and minimum equity, with conditional deadlines through Jan 28, 2026. - If delisted, stock liquidity and price could suffer materially; company may be unable to raise capital or trigger defaults under agreements. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1706524/000121390026002552/0001213900-26-002552-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1706524/000121390026002552/ea0272200-8k_urban.htm HTML page: https://secwatch.observer/filing/0001213900-26-002552 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer