---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-26-003008"
form_type: "8-K"
ticker: "CAPS"
cik: "0000887151"
company_name: "Capstone Holding Corp."
filed_at: "2026-01-09T23:59:59+00:00"
generated_at: "2026-05-16T11:08:29.119955+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Capstone receives Nasdaq deficiency notice for bid price below $1.00

## Summary
- Nasdaq notified Capstone on Jan 7, 2026 that bid price closed below $1.00 for 30 consecutive days.
- Company has 180 calendar days, until July 6, 2026, to regain compliance.
- If not compliant by July 6, may qualify for additional 180 days if other standards met.
- Stock continues trading on Nasdaq Capital Market under symbol CAPS.
- Company intends to monitor and consider options but no assurance of regaining compliance.

## SEC filing metadata
- accession: 0001213900-26-003008
- form_type: 8-K
- ticker: CAPS
- cik: 0000887151
- company_name: Capstone Holding Corp.
- filed_at: 2026-01-09T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/887151/000121390026003008/0001213900-26-003008-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/887151/000121390026003008/ea0272353-8k_capstone.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-26-003008
- JSON: https://secwatch.observer/filing/0001213900-26-003008.json
- Plain text: https://secwatch.observer/filing/0001213900-26-003008.txt

## Source-grounded claims
- claim_id: 4c41855cff58790ce1434ea91c4a313b695a049b
  claim: Capstone Holding Corp. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
  evidence_excerpt: January 7, 2026, Capstone Holding Corp. (the “Company”) received a deficiency letter from the Nasdaq Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the last 30 consecutive business days, the closing bid price for the Company’s common stock has been below the minimum $1.00 per share required for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”). The Nasdaq deficiency letter has no immediate effect on the listing of the Company’s common stock, a
  evidence_url: https://www.sec.gov/Archives/edgar/data/887151/000121390026003008/0001213900-26-003008-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.