secwatch.observer — SEC 8-K summary
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Issuer:     SARATOGA INVESTMENT CORP. (SAR)
CIK:        0001377936
Form:       8-K
Filed at:   2026-01-27T23:59:59+00:00
Accession:  0001213900-26-008245
Event type: debt
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 2.03, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Saratoga Investment Corp. issues $50M 7.25% Senior Notes due 2030; proceeds to redeem 4.375% Notes due 2026
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- Issued $50M aggregate principal of 7.25% Senior Unsecured Notes due May 1, 2030 in private placement.
- Net proceeds approximately $48.5M after placement agent fee and expenses of ~$1.5M.
- Intends to use net proceeds to redeem outstanding 4.375% Notes due 2026 and for general corporate purposes.
- Notes are redeemable at Company's option at any time before Jan 23, 2028 at make-whole premium, thereafter at par.
- Company entered into Registration Rights Agreement obligating it to file exchange offer registration statement within 365 days.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1377936/000121390026008245/0001213900-26-008245-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1377936/000121390026008245/ea0274235-8k_saratoga.htm
  HTML page:      https://secwatch.observer/filing/0001213900-26-008245

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