Extracted from this filing and checked against the source text.
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.9
SARATOGA INVESTMENT CORP. incurred senior notes of $100,000,000 aggregate principal amount with Lucid Capital Markets, LLC at 7.50% maturing 2031.
- Instrument
- senior notes
- Principal
- $100,000,000 aggregate principal amount
- Counterparty
- Lucid Capital Markets, LLC
- Rate
- 7.50%
- Maturity
- 2031
- Event
- incurrence
Exact text from the filing
in connection with the issuance and sale of $100,000,000 aggregate principal amount of the Company’s 7.50% Notes due 2031
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Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
SARATOGA INVESTMENT CORP. entered into Underwriting Agreement with Lucid Capital Markets, LLC, as representative of the several underwriters valued at $100,000,000 aggregate principal amount (effective 2026-01-29).
- Action
- entry
- Agreement
- underwriting
- Counterparty
- Lucid Capital Markets, LLC, as representative of the several underwriters
- Value
- $100,000,000 aggregate principal amount
- Effective
- 2026-01-29
Exact text from the filing
On January 29, 2026, Saratoga Investment Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company and Saratoga Investment Advisors, LLC, on the one hand, and Lucid Capital Markets, LLC, as representative of the several underwriters named in Schedule I thereto, on the other hand, in connection with the issuance and sale of $100,000,000 aggregate principal amount of the Company’s 7.50% Notes due 2031
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