secwatch.observer — SEC 8-K summary ====================================== Issuer: New ERA Energy & Digital, Inc. (NUAI) CIK: 0002028336 Form: 8-K Filed at: 2026-02-02T23:59:59+00:00 Accession: 0001213900-26-010533 Event type: leadership Sentiment: positive Materiality: 0.80 Item codes: 1.01, 3.02, 5.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Charlie Nelson appointed President/COO with large equity awards; warrants adjusted to $2.00, 16.2M shares issuable -------------------------------------------------------------------------------- - Charlie Nelson named President and COO effective Jan 28, 2026; previously board member since Dec 2024. - Nelson receives PSUs (3,664,036 shares) tied to hyperscaler deal, financial close, and $100M revenue / $15 stock price milestones. - Nelson also receives RSUs (1,221,345 shares) vesting monthly over four years; both awards inducement under Nasdaq Rule 5635(c)(4). - CEO E. Will Gray II gets amended employment with $550K base, 40% bonus target; identical PSU/RSU grants (3,664,036 / 1,221,345) under the Plan. - Amended waiver with ATW AI Infrastructure: warrant exercise prices adjusted to $2.00 (anti-dilution partial waiver); 5.5M first tranche and 10.7M second tranche shares issuable. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/2028336/000121390026010533/0001213900-26-010533-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/2028336/000121390026010533/ea0274977-8k_newera.htm HTML page: https://secwatch.observer/filing/0001213900-26-010533 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer