secwatch.observer — SEC 8-K summary ====================================== Issuer: Avalon GloboCare Corp. (ALBT) CIK: 0001630212 Form: 8-K Filed at: 2026-03-02T23:59:59+00:00 Accession: 0001213900-26-022022 Event type: debt Sentiment: neutral Materiality: 0.65 Item codes: 1.01, 3.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Avalon GloboCare closes $3.25M private placement with up to $6.5M additional warrant proceeds -------------------------------------------------------------------------------- - Issued 6,372,550 shares (or pre-funded warrants) at $0.51, plus Series A-1/A-2 warrants for 6,372,550 shares each at $0.51. - Gross proceeds $3.25M; net proceeds ~$2.8M after fees; warrants could add ~$6.5M if fully exercised. - Warrants exercisable only after stockholder approval; Series A-1 expire in 5 years, A-2 in 18 months from approval. - Net proceeds to be used for debt repayment and working capital. - Placement agent H.C. Wainwright; Roth Capital served as financial advisor. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1630212/000121390026022022/0001213900-26-022022-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1630212/000121390026022022/ea0279124-8k_avalon.htm HTML page: https://secwatch.observer/filing/0001213900-26-022022 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer