{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-26-024745","form_type":"8-K","ticker":"INDI","cik":"0001841925","company_name":"indie Semiconductor, Inc.","filed_at":"2026-03-06T23:59:59+00:00","discovered_at":"2026-05-14T18:02:36.497902+00:00","generated_at":"2026-05-15T18:55:59.760314+00:00","sec_items":["1.01","2.03","3.02","8.01","9.01"],"event_type":"debt","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Indie Semiconductor issues $150M 4% convertible notes due 2031; repurchases $104M of 2027 notes","bullets":["Issued $150M aggregate principal of 4.00% Convertible Senior Notes due 2031; initial purchasers option for additional $25M.","Net proceeds ~$145.1M; used ~$107.8M to repurchase $104M of existing 4.50% convertible notes due 2027.","Initial conversion price ~$3.87/share, 22.5% premium over $3.16 March 3 close.","Notes not redeemable before March 20, 2029; interest semi-annual starting Sept 15, 2026; mature March 15, 2031.","Remainder of net proceeds for working capital, general corporate purposes, and potential future acquisitions."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-26-024745","json":"https://secwatch.observer/filing/0001213900-26-024745.json","markdown":"https://secwatch.observer/filing/0001213900-26-024745.md","text":"https://secwatch.observer/filing/0001213900-26-024745.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/ea0280154-8k_indie.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-15T18:55:59.760314+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"68f040db9e0a3df6be3b25a2b2fe20865379a5bb","claim":"indie Semiconductor, Inc. incurred convertible notes of $150,000,000 aggregate principal amount with Deutsche Bank Securities Inc. and TD Securities (USA) LLC, as representatives of the several initial purchasers at 4.00% per annum maturing March 15, 2031.","evidence_excerpt":"Securities (USA) LLC, as representatives of the several initial purchasers named therein (collectively the “ Initial Purchasers ”) pursuant to which the Company agreed to sell $150,000,000 aggregate principal amount of 4.00% Convertible Senior Notes due 2031 (the “ Notes ”). The Company also agreed to grant an option, during a 13-day period beginning on, and","evidence_source":"SEC 8-K Item 2.03/2.04","evidence_url":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","confidence":0.9},{"claim_id":"19dec445c27bb496ee74c264df91c5c141c5bfcd","claim":"indie Semiconductor, Inc. entered into Purchase Agreement with Deutsche Bank Securities Inc. and TD Securities (USA) LLC, as representatives of the several initial purchasers valued at $150,000,000 aggregate principal amount (effective 2026-03-03).","evidence_excerpt":"The Notes were sold under a purchase agreement (the “ Purchase Agreement ”), dated as of March 3, 2026, entered into by and among the Company and Deutsche Bank Securities Inc. and TD Securities (USA) LLC, as representatives of the several initial purchasers named therein (collectively the “ Initial Purchasers ”) pursuant to which the Company agreed to sell $150,000,000 aggregate principal amount of 4.00% Convertible Senior Notes due 2031 (the “ Notes ”).","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","confidence":0.9},{"claim_id":"9ec20e8ab7d7288d0f2edd9af596542e30a675f7","claim":"indie Semiconductor, Inc. entered into Indenture with U.S. Bank Trust Company, National Association, as trustee (effective 2026-03-06).","evidence_excerpt":"The Notes were issued pursuant to an Indenture, dated March 6, 2026, (the “ Indenture ”), between the Company and U.S. Bank Trust Company, National Association, as trustee (the “ Trustee ”).","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","confidence":0.9}],"comparable_filings":[{"accession":"0001193125-26-252668","ticker":"BTU","company_name":"PEABODY ENERGY CORP","filed_at":"2026-06-02T14:17:48+00:00","headline":"Peabody prices $250M convertible notes due 2031, repurchases $241.2M of 2028 notes","event_type":"debt","sec_items":["1.01","2.03","3.02","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: debt_financing, material_agreement","same SEC item: 1.01, 2.03, 3.02, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-252668","json":"https://secwatch.observer/filing/0001193125-26-252668.json","markdown":"https://secwatch.observer/filing/0001193125-26-252668.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1064728/000119312526252668/0001193125-26-252668-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1064728/000119312526252668/d112966d8k.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"Securities (USA) LLC, as representatives of the\nseveral initial purchasers named therein (collectively the “ Initial Purchasers ”) pursuant to which the Company agreed\nto sell $150,000,000 aggregate principal amount of 4.00% Convertible Senior Notes due 2031 (the “ Notes ”). The Company\nalso agreed to grant an option, during a 13-day period beginning on, and","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","comparable_excerpt":"additional $25 million in aggregate principal amount of the Notes (together with the “Initial Notes,” the “Notes”), bringing the total aggregate principal amount of the Notes to $250 million. On June 2, 2026, the Company completed the private offering of the Notes. The Notes are senior unsecured obligations of the Company. The net proceeds from this offering were","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1064728/000119312526252668/0001193125-26-252668-index.htm"}},{"accession":"0001882781-26-000041","ticker":"CBLO","company_name":"C2 Blockchain, Inc.","filed_at":"2026-06-02T14:08:44+00:00","headline":"C2 Blockchain raises $130K and up to $1.2M via convertible notes with heavy dilution","event_type":"debt","sec_items":["1.01","2.03","3.02","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: debt_financing, material_agreement","same SEC item: 1.01, 2.03, 3.02, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001882781-26-000041","json":"https://secwatch.observer/filing/0001882781-26-000041.json","markdown":"https://secwatch.observer/filing/0001882781-26-000041.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1882781/000188278126000041/0001882781-26-000041-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1882781/000188278126000041/form8k6226o.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"Securities (USA) LLC, as representatives of the\nseveral initial purchasers named therein (collectively the “ Initial Purchasers ”) pursuant to which the Company agreed\nto sell $150,000,000 aggregate principal amount of 4.00% Convertible Senior Notes due 2031 (the “ Notes ”). The Company\nalso agreed to grant an option, during a 13-day period beginning on, and","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","comparable_excerpt":"On May 22, 2026, the Company entered into a Securities Purchase Agreement with Auctus Fund, LLC (“Auctus”), pursuant to which the Company issued and sold a Promissory Note in the principal amount of $130,000 (the “Auctus Note”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1882781/000188278126000041/0001882781-26-000041-index.htm"}},{"accession":"0001213900-26-054183","ticker":"EMAT","company_name":"Evolution Metals & Technologies Corp.","filed_at":"2026-05-11T23:59:59+00:00","headline":"EMAT secures $100M convertible debenture facility from Yorkville; first $20M tranche issued","event_type":"debt","sec_items":["1.01","2.03","3.02","7.01","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: debt_financing, material_agreement","same SEC item: 1.01, 2.03, 3.02, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-26-054183","json":"https://secwatch.observer/filing/0001213900-26-054183.json","markdown":"https://secwatch.observer/filing/0001213900-26-054183.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1866226/000121390026054183/0001213900-26-054183-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1866226/000121390026054183/ea0290073-8k_evolution.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"Securities (USA) LLC, as representatives of the\nseveral initial purchasers named therein (collectively the “ Initial Purchasers ”) pursuant to which the Company agreed\nto sell $150,000,000 aggregate principal amount of 4.00% Convertible Senior Notes due 2031 (the “ Notes ”). The Company\nalso agreed to grant an option, during a 13-day period beginning on, and","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","comparable_excerpt":"The first Convertible Debenture (the “First Debenture”) in the principal amount of $20,000,000 was issued on May 7, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1866226/000121390026054183/0001213900-26-054183-index.htm"}},{"accession":"0001993004-26-000044","ticker":"NWE","company_name":"NorthWestern Energy Group, Inc.","filed_at":"2026-06-02T11:22:44+00:00","headline":"NorthWestern Energy subsidiary enters $225M secured term loan, repays revolver","event_type":"debt","sec_items":["1.01","2.03","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: debt_financing, material_agreement","same SEC item: 1.01, 2.03, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001993004-26-000044","json":"https://secwatch.observer/filing/0001993004-26-000044.json","markdown":"https://secwatch.observer/filing/0001993004-26-000044.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1993004/000199300426000044/0001993004-26-000044-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1993004/000199300426000044/nwe-20260527.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"Securities (USA) LLC, as representatives of the\nseveral initial purchasers named therein (collectively the “ Initial Purchasers ”) pursuant to which the Company agreed\nto sell $150,000,000 aggregate principal amount of 4.00% Convertible Senior Notes due 2031 (the “ Notes ”). The Company\nalso agreed to grant an option, during a 13-day period beginning on, and","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","comparable_excerpt":"NW Corp's obligations under the Term Loan are secured by a $225 million first mortgage bond","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1993004/000199300426000044/0001993004-26-000044-index.htm"}},{"accession":"0001140361-26-023577","ticker":"TCPC","company_name":"BlackRock TCP Capital Corp.","filed_at":"2026-06-01T20:50:02+00:00","headline":"BlackRock TCP Capital closes $535.8M CLO securitization, repays existing debt facilities","event_type":"debt","sec_items":["1.01","1.02","2.03","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: debt_financing, material_agreement","same SEC item: 1.01, 2.03, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001140361-26-023577","json":"https://secwatch.observer/filing/0001140361-26-023577.json","markdown":"https://secwatch.observer/filing/0001140361-26-023577.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1370755/000114036126023577/0001140361-26-023577-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1370755/000114036126023577/ef20075169_8k.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"Securities (USA) LLC, as representatives of the\nseveral initial purchasers named therein (collectively the “ Initial Purchasers ”) pursuant to which the Company agreed\nto sell $150,000,000 aggregate principal amount of 4.00% Convertible Senior Notes due 2031 (the “ Notes ”). The Company\nalso agreed to grant an option, during a 13-day period beginning on, and","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","comparable_excerpt":"Item 1.01. Entry into a Material Definitive Agreement. On May 27, 2026 (the \" Closing Date \"), BlackRock TCP Capital Corp. (the \" Company \"), through its subsidiary, completed a $535,780,000 securitization of certain loans held by a subsidiary of the Company (the \" CLO Transaction \"). On the Closing Date and in connection with the CLO Transaction, BlackRock DLF 2026-C","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1370755/000114036126023577/0001140361-26-023577-index.htm"}},{"accession":"0000785161-26-000161","ticker":"EHC","company_name":"Encompass Health Corp","filed_at":"2026-06-01T20:26:16+00:00","headline":"Encompass Health issues $500M 5.875% notes due 2034; to redeem $400M of 4.500% notes due 2028","event_type":"debt","sec_items":["1.01","2.03","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: debt_financing, material_agreement","same SEC item: 1.01, 2.03, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0000785161-26-000161","json":"https://secwatch.observer/filing/0000785161-26-000161.json","markdown":"https://secwatch.observer/filing/0000785161-26-000161.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/785161/000078516126000161/0000785161-26-000161-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/785161/000078516126000161/ehc-20260529.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"Securities (USA) LLC, as representatives of the\nseveral initial purchasers named therein (collectively the “ Initial Purchasers ”) pursuant to which the Company agreed\nto sell $150,000,000 aggregate principal amount of 4.00% Convertible Senior Notes due 2031 (the “ Notes ”). The Company\nalso agreed to grant an option, during a 13-day period beginning on, and","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","comparable_excerpt":"On May 29, 2026, Encompass Health Corporation (the “Company”) completed the issuance and sale of $500 million in aggregate principal amount of its 5.875% Senior Notes due 2034 (the “Notes”), along with the related guarantees of the Notes by certain of the Company’s subsidiaries (the “Guarantees”), in a private offering.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/785161/000078516126000161/0000785161-26-000161-index.htm"}},{"accession":"0001628280-26-039479","ticker":"VVX","company_name":"V2X, Inc.","filed_at":"2026-06-01T20:10:20+00:00","headline":"V2X refinances $868.5M term loans with new tranche maturing 2030; SOFR+2% margin","event_type":"debt","sec_items":["1.01","2.03","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: debt_financing, material_agreement","same SEC item: 1.01, 2.03, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-26-039479","json":"https://secwatch.observer/filing/0001628280-26-039479.json","markdown":"https://secwatch.observer/filing/0001628280-26-039479.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1601548/000162828026039479/0001628280-26-039479-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1601548/000162828026039479/vec-20260529.htm"},"side_by_side_evidence":{"fact_type":"debt_financing","source_excerpt":"Securities (USA) LLC, as representatives of the\nseveral initial purchasers named therein (collectively the “ Initial Purchasers ”) pursuant to which the Company agreed\nto sell $150,000,000 aggregate principal amount of 4.00% Convertible Senior Notes due 2031 (the “ Notes ”). The Company\nalso agreed to grant an option, during a 13-day period beginning on, and","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","comparable_excerpt":"The Amendment provides for, among other things, a new tranche of term loans under the Credit Agreement in an aggregate original principal amount of $868,522,978.38 (the “New Term Loans”), which New Term Loans replace or refinance in full all of the existing term loans outstanding under the Credit Agreement (as in effect immediately prior to the Amendment), as further set forth in the Amendment. The New Term Loans mature on December 6, 2030.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1601548/000162828026039479/0001628280-26-039479-index.htm"}},{"accession":"0001104659-26-068908","ticker":"PFG","company_name":"PRINCIPAL FINANCIAL GROUP INC","filed_at":"2026-06-01T20:05:54+00:00","headline":"Principal Financial Group issues $400M of 5.300% Senior Notes due 2037","event_type":"debt","sec_items":["1.01","2.03","8.01","9.01"],"materiality_score":0.55,"calibrated_materiality_score":0.55,"match_reasons":["same fact type: material_agreement","same SEC item: 1.01, 2.03, 8.01, 9.01","same event type: debt","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-068908","json":"https://secwatch.observer/filing/0001104659-26-068908.json","markdown":"https://secwatch.observer/filing/0001104659-26-068908.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1126328/000110465926068908/0001104659-26-068908-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1126328/000110465926068908/tm2614965d5_8k.htm"},"side_by_side_evidence":{"fact_type":"material_agreement","source_excerpt":"The Notes were sold under a purchase agreement (the “ Purchase Agreement ”), dated as of March 3, 2026, entered into by and among the Company and Deutsche Bank Securities Inc. and TD Securities (USA) LLC, as representatives of the several initial purchasers named therein (collectively the “ Initial Purchasers ”) pursuant to which the Company agreed to sell $150,000,000 aggregate principal amount of 4.00% Convertible Senior Notes due 2031 (the “ Notes ”).","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1841925/000121390026024745/0001213900-26-024745-index.htm","comparable_excerpt":"On June 1, 2026, Principal Financial Group, Inc. (the “Company”) issued $400,000,000 aggregate principal amount of its 5.300% Senior Notes due 2037 (the “Notes”). The Notes were issued pursuant to the Senior Indenture, dated as of May 21, 2009 (the “Senior Indenture”), among the Company, as issuer, Principal Financial Services, Inc. (“PFSI”), as guarantor, and The Bank of New York Mellon Trust Company, N.A., as trustee, as supplemented by the Eighteenth Supplemental Indenture, dated as of June 1, 2026 (the “Supplemental Indenture”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1126328/000110465926068908/0001104659-26-068908-index.htm"}}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}