{"schema_version":"secwatch.filing_event.v1","accession":"0001213900-26-027678","form_type":"8-K","ticker":"SAR","cik":"0001377936","company_name":"SARATOGA INVESTMENT CORP.","filed_at":"2026-03-13T23:59:59+00:00","discovered_at":"2026-05-14T18:02:34.948453+00:00","generated_at":"2026-05-15T12:24:07.540897+00:00","sec_items":["1.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.1,"calibrated_materiality_score":0.1,"confidence":"high","headline":"Saratoga Investment Corp. amends ATM equity distribution agreement for new shelf registration","bullets":["Amendment No. 5 to Equity Distribution Agreement effective March 13, 2026.","Migrates ATM program to shelf registration statement on Form N-2 (333-292765).","Agents unchanged: Lucid, Ladenburg, Compass Point, Raymond James.","Updates subsidiary representations; no change in ATM size or terms.","Legal opinion from Eversheds Sutherland (US) LLP filed as Exhibit 5.1."],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-26-027678","json":"https://secwatch.observer/filing/0001213900-26-027678.json","markdown":"https://secwatch.observer/filing/0001213900-26-027678.md","text":"https://secwatch.observer/filing/0001213900-26-027678.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1377936/000121390026027678/0001213900-26-027678-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1377936/000121390026027678/ea0281222-8k_saratoga.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-15T12:24:07.540897+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"36e84b130cb6525630b352fb248a3d10df46ac8e","claim":"SARATOGA INVESTMENT CORP. amended Equity Distribution Agreement with Lucid Capital Markets, LLC, Ladenburg Thalmann & Co. Inc., Compass Point Research & Trading, LLC, Raymond James & Associates, Inc. (effective 2026-03-13).","evidence_excerpt":"On March 13, 2026, in connection with the effectiveness of the Company’s shelf registration statement on Form N-2 (333-292765) (the “Registration Statement”), the Company and Saratoga Investment Advisors, LLC (the “Adviser”) entered into amendment no. 5 (“Amendment No. 5”) to the equity distribution agreement (as amended, the “Equity Distribution Agreement”) with Lucid Capital Markets, LLC (“Lucid”), Ladenburg Thalmann & Co. Inc. (“Ladenburg”), Compass Point Research & Trading, LLC (“Compass Point”), and Raymond James & Associates, Inc. (“Raymond James” and together with Lucid, Ladenburg, and Compass Point, the “Agents”).","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1377936/000121390026027678/0001213900-26-027678-index.htm","confidence":0.95,"family_label":"Material Agreements","details":[{"label":"Action","value":"amendment"},{"label":"Agreement","value":"atm program"},{"label":"Counterparty","value":"Lucid Capital Markets, LLC, Ladenburg Thalmann & Co. Inc., Compass Point Research & Trading, LLC, Raymond James & Associates, Inc."},{"label":"Effective","value":"2026-03-13"}]}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}