secwatch.observer — SEC 8-K summary
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Issuer:     SARATOGA INVESTMENT CORP. (SAR)
CIK:        0001377936
Form:       8-K
Filed at:   2026-03-13T23:59:59+00:00
Accession:  0001213900-26-027678
Event type: other_material
Sentiment:  neutral
Materiality: 0.10
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Saratoga Investment Corp. amends ATM equity distribution agreement for new shelf registration
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- Amendment No. 5 to Equity Distribution Agreement effective March 13, 2026.
- Migrates ATM program to shelf registration statement on Form N-2 (333-292765).
- Agents unchanged: Lucid, Ladenburg, Compass Point, Raymond James.
- Updates subsidiary representations; no change in ATM size or terms.
- Legal opinion from Eversheds Sutherland (US) LLP filed as Exhibit 5.1.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1377936/000121390026027678/0001213900-26-027678-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1377936/000121390026027678/ea0281222-8k_saratoga.htm
  HTML page:      https://secwatch.observer/filing/0001213900-26-027678

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