---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-26-032426"
form_type: "8-K"
ticker: "ALMU"
cik: "0001828805"
company_name: "Aeluma, Inc."
filed_at: "2026-03-20T23:59:59+00:00"
generated_at: "2026-05-15T09:30:37.923330+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Aeluma enters $50M at-the-market equity offering agreement with Roth Capital

## Summary
- Sales Agreement with Roth Capital, Craig-Hallum, Northland Securities, and Benchmark Company for up to $50M in common stock.
- Shares sold through ordinary brokers' transactions on Nasdaq at market prices; no obligation to sell any shares.
- Offering made under existing effective shelf registration statement (Form S-3, filed Aug 2025).
- Either party may terminate the agreement on 5 business days' notice; Company indemnifies Agents against certain liabilities.

## SEC filing metadata
- accession: 0001213900-26-032426
- form_type: 8-K
- ticker: ALMU
- cik: 0001828805
- company_name: Aeluma, Inc.
- filed_at: 2026-03-20T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1828805/000121390026032426/0001213900-26-032426-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1828805/000121390026032426/ea0282751-8k_aeluma.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-26-032426
- JSON: https://secwatch.observer/filing/0001213900-26-032426.json
- Plain text: https://secwatch.observer/filing/0001213900-26-032426.txt

## Key facts
- Material Agreements
  Aeluma, Inc. entered into Sales Agreement with Roth Capital Partners, LLC, as representative of the agents, Craig-Hallum Capital Group LLC, Northland Securities, Inc. and The Benchmark Company, LLC valued at up to $50.0 million (effective 2026-03-20).
  - Action: entry
  - Agreement: atm program
  - Counterparty: Roth Capital Partners, LLC, as representative of the agents, Craig-Hallum Capital Group LLC, Northland Securities, Inc. and The Benchmark Company, LLC
  - Value: up to $50.0 million
  - Effective: 2026-03-20
  source text: On March 20, 2026, Aeluma, Inc. (the “Company”), entered into a Sales Agreement (the “Agreement”) with Roth Capital Partners, LLC, as representative of the agents (the “Representative”), Craig-Hallum Capital Group LLC, Northland Securities, Inc. and The Benchmark Company, LLC (collectively, the “Agents”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1828805/000121390026032426/0001213900-26-032426-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.