secwatch.observer — SEC 8-K summary
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Issuer:     Aeluma, Inc. (ALMU)
CIK:        0001828805
Form:       8-K
Filed at:   2026-03-20T23:59:59+00:00
Accession:  0001213900-26-032426
Event type: debt
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Aeluma enters $50M at-the-market equity offering agreement with Roth Capital
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- Sales Agreement with Roth Capital, Craig-Hallum, Northland Securities, and Benchmark Company for up to $50M in common stock.
- Shares sold through ordinary brokers' transactions on Nasdaq at market prices; no obligation to sell any shares.
- Offering made under existing effective shelf registration statement (Form S-3, filed Aug 2025).
- Either party may terminate the agreement on 5 business days' notice; Company indemnifies Agents against certain liabilities.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1828805/000121390026032426/0001213900-26-032426-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1828805/000121390026032426/ea0282751-8k_aeluma.htm
  HTML page:      https://secwatch.observer/filing/0001213900-26-032426

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