Forum Markets amends ATM sales agreement, transitions back to prior registration statement

FORUM MARKETS Inc

Ceased sales under WKSI Registration Statement; future sales will be under June Registration Statement and Initial Prospectus Supplement.
Amendment involves agents Clear Street LLC and Texas Capital Securities; no other material changes to terms.
Agreement dated April 8, 2026; existing program continues with different registration statement.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

FORUM MARKETS Inc amended Second Amended and Restated Sales Agreement with Clear Street LLC and TCBI Securities, Inc., doing business as Texas Capital Securities (effective 2026-04-08).

Action: amendment
Agreement: atm program
Counterparty: Clear Street LLC and TCBI Securities, Inc., doing business as Texas Capital Securities
Effective: 2026-04-08

Exact text from the filing

On April 8, 2026, the Company entered into a Second Amended and Restated Sales Agreement (the “ Second Amended and Restated Sales Agreement ”) with the Agents to cease all sales of Common Stock pursuant to the WKSI Registration Statement and WKSI Prospectus Supplement and to transition the program back to the June Registration Statement and Initial Prospectus Supplement.

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Source: SEC EDGAR

accession 0001213900-26-041270

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