secwatch.observer — SEC 8-K summary ====================================== Issuer: CaliberCos Inc. (CWD) CIK: 0001627282 Form: 8-K Filed at: 2026-04-14T23:59:59+00:00 Accession: 0001213900-26-043618 Event type: other_material Sentiment: negative Materiality: 0.65 Item codes: 1.01, 3.02, 3.03, 5.03, 9.01 LLM model: deepseek-v4-flash:cloud@v2 CaliberCos converts $3.45M debt into common and Series AAA preferred; amends Series A to rank pari passu -------------------------------------------------------------------------------- - Converted $1,921,771 of Notes into 1,707,900 shares of Class A common stock as of April 9, 2026. - Converted $1,528,500 of Notes into 1,529 shares of newly created Series AAA Convertible Preferred Stock. - Series AAA Preferred: $1,000 stated value, 12% annual non-cumulative dividend payable quarterly, convertible at $2.50/$3.50/$4.50 tranches. - Series A Preferred ranking amended to pari passu with Series AAA; conversion provisions restated to match. - Shares issued in unregistered offering under Section 4(a)(2) and Regulation D; restricted securities. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1627282/000121390026043618/0001213900-26-043618-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1627282/000121390026043618/ea0286242-8k_calibercos.htm HTML page: https://secwatch.observer/filing/0001213900-26-043618 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer