secwatch.observer — SEC 8-K summary
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Issuer:     Capstone Holding Corp. (CAPS)
CIK:        0000887151
Form:       8-K
Filed at:   2026-04-16T23:59:59+00:00
Accession:  0001213900-26-044558
Event type: debt
Sentiment:  negative
Materiality: 0.60
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Capstone Holding reduces conversion price on $500K of convertible note to $0.57
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- Principal balance of October 2025 Convertible Note as of April 16, 2026: $1,863,471.69.
- Conversion price reduced to $0.57 for $500,000 of principal that previously had $1.10 conversion price.
- Adjustment is voluntary by Capstone under Section 7(h) of the note; board approval required.
- Prior reductions: July 2025 Note conversion price lowered to $0.75; October Note partially to $0.75.
- Investor is 3i, LP; conditions include transfer agent verification.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/887151/000121390026044558/0001213900-26-044558-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/887151/000121390026044558/ea0286673-8k_capstone.htm
  HTML page:      https://secwatch.observer/filing/0001213900-26-044558

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