---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-26-049432"
form_type: "8-K"
ticker: "PFSA"
cik: "0001859807"
company_name: "Profusa, Inc."
filed_at: "2026-04-29T23:59:59+00:00"
generated_at: "2026-05-15T02:24:22.948753+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Profusa faces Nasdaq delisting for MVPHS failure; amends debt and warrant terms

## Summary
- Received Nasdaq notice of non-compliance with $15M MVPHS Rule; deadline missed April 27, 2026; response due May 5.
- Also under Panel review for bid price ($1.00) and MVLS ($50M) deficiencies; no assurance of continued listing.
- Amended $1.87M promissory note with NorthView Sponsor: non-interest, maturity Dec 31, 2026, convertible at 95% of close or $0.35 floor.
- Amendment caps conversion shares at 19.99% of outstanding unless stockholder approval obtained within 90 days.
- Amended warrant with Ascent Partners: removed automatic conversion in fundamental transactions; warrant for 3.33M shares at $0.50.

## SEC filing metadata
- accession: 0001213900-26-049432
- form_type: 8-K
- ticker: PFSA
- cik: 0001859807
- company_name: Profusa, Inc.
- filed_at: 2026-04-29T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.85
- confidence: high
- sec_items: 1.01, 2.03, 3.03, 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1859807/000121390026049432/0001213900-26-049432-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1859807/000121390026049432/ea0288135-8k_profusa.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-26-049432
- JSON: https://secwatch.observer/filing/0001213900-26-049432.json
- Plain text: https://secwatch.observer/filing/0001213900-26-049432.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.