Oxford Square Capital amends equity distribution agreement; continues ATM offerings under existing shelf

Oxford Square Capital Corp.

Entered into Amendment No. 1 to Amended and Restated Equity Distribution Agreement dated May 5, 2026.
Sales agents remain Lucid Capital Markets, LLC and Ladenburg Thalmann & Co. Inc.
Offerings continue under existing shelf registration statement (File No. 333-290511).
Dechert LLP issued a legality opinion on the shares to be sold.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Oxford Square Capital Corp. amended Amended Equity Distribution Agreement with Lucent Capital Markets, LLC and Ladenburg Thalmann & Co. Inc. valued at Amended equity distribution agreement for continued sales under shelf registration (effective 2026-05-05).

Action: amendment
Agreement: equity purchase
Counterparty: Lucent Capital Markets, LLC and Ladenburg Thalmann & Co. Inc.
Value: Amended equity distribution agreement for continued sales under shelf registration
Effective: 2026-05-05

Exact text from the filing

On May 5, 2026, Oxford Square Capital Corp. (the “Company”) entered into amendment no. 1 (the “Amendment”) to that certain amended and restated equity distribution agreement, dated August 16, 2024 (as amended, the “Amended Equity Distribution Agreement”), by and among the Company, Oxford Square Management, LLC, Oxford Funds, LLC, Lucid Capital Markets, LLC and Ladenburg Thalmann & Co. Inc., as the sales agents.

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Source: SEC EDGAR

accession 0001213900-26-052505

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