secwatch.observer — SEC 8-K summary
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Issuer:     Nuvve Holding Corp. (NVVE)
CIK:        0001836875
Form:       8-K
Filed at:   2026-05-13T21:01:46+00:00
Accession:  0001213900-26-055920
Event type: other_material
Sentiment:  neutral
Materiality: 0.75
Item codes: 1.01, 1.02, 3.02, 3.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nuvve exchanges warrants for 13.1M shares; terminates ELOC and additional investment rights
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- Exchanged up to 23.8M outstanding warrants (exercise price $0.4734) for 13.1M common shares or pre-funded warrants at $0.0001.
- Holders irrevocably terminated Additional Investment Rights for up to $20M in gross proceeds; waived AIR Obligation.
- Terminated $25M ELOC agreement effective at closing; notice requirements waived.
- Amended Series A Preferred Stock to remove Floor Price limitation on conversion adjustments, subject to stockholder approval by July 27, 2026.
- Registration Rights Agreement: file resale registration within 5 days, effective in 30; liquidated damages 1.5% if missed.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1836875/000121390026055920/0001213900-26-055920-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1836875/000121390026055920/ea0290122-8k_nuvve.htm
  HTML page:      https://secwatch.observer/filing/0001213900-26-055920

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