---
schema_version: "secwatch.filing_event.v1"
accession: "0001213900-26-057182"
form_type: "8-K"
ticker: "PFSA"
cik: "0001859807"
company_name: "Profusa, Inc."
filed_at: "2026-05-15T12:58:49+00:00"
generated_at: "2026-05-15T13:00:07.511492+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Profusa transfers to Nasdaq Capital Market on May 15, 2026, under panel compliance plan

## Summary
- Transfer to Nasdaq Capital Market effective May 15, 2026, per hearings panel confirmation.
- Company must meet interim milestones for bid price (Rule 5550(a)(2)) and equity (Rule 5550(b)(2)) compliance.
- Previously disclosed panel decision required filing transfer application by May 11, 2026, which was completed.
- No assurance that Profusa will satisfy all conditions or maintain its Nasdaq listing.
- Press release issued May 15, 2026, announcing the transfer.

## SEC filing metadata
- accession: 0001213900-26-057182
- form_type: 8-K
- ticker: PFSA
- cik: 0001859807
- company_name: Profusa, Inc.
- filed_at: 2026-05-15T12:58:49+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1859807/000121390026057182/0001213900-26-057182-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1859807/000121390026057182/ea0291023-8k_profusa.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001213900-26-057182
- JSON: https://secwatch.observer/filing/0001213900-26-057182.json
- Plain text: https://secwatch.observer/filing/0001213900-26-057182.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.